Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Jensen, Bruce Walker, Paul Kowalski Investors CapitalLPL Financial$5206-20-2013
The Bishoff Financial GroupProspera Financial ServicesLPL Financial$13006-03-2013
Norman G. HowarthAmeriprise FinancialLPL Financial$19504-25-2013
Tricia GunterWaddell and ReedLPL Financial$5104-12-2013
Angelo Talebi, Artin BandariRoyal AllianceLPL Financial$23011-16-2012
Michael MullisSecurities AmericaLPL Financial$22311-15-2012
Tony Fusco, Kevin Fusco, David Matthews, Steven Moore, Donna Childress, Michelle Dumler, Ascenza DiFerdinandoRaymond JamesLPL Financial$23011-15-2012
Robert Ellis, Joseph Ellis, Joshua Britt, Aaron Mabon, Summer ParmerCommonwealth Financial NetworkLPL Financial$15011-15-2012
Waldron GroupFidelityLPL Financial$1,20011-06-2012
Robert Zyzo, Irina LeuthSecurities Service NetworkLPL Financial$5009-18-2012
Eric Burton, Ronald WhittinghamFSC SecuritiesLPL Financial$25009-14-2012
Peter Reinecke, Christine Cipolla, Timothy MarshallSaxony SecuritiesLPL Financial$15009-10-2012
James Marchesi and AssociatesAmeriprise FinancialLPL Financial$11508-17-2012
John CartolanoAmeriprise FinancialLPL Financial$20008-17-2012
Jim VermilyeRobert W. Baird & Co.LPL Financial$8508-10-2012
Nathan RunningMulti-Financial SecuritiesLPL Financial$8808-10-2012
Mark RalstonMorgan Stanley Wealth ManagementLPL Financial$14307-27-2012
Matt Lawson, William F. WinchesterRaymond JamesLPL Financial$15006-29-2012
Floe Financial PartnersWells Fargo AdvisorsLPL Financial$30006-06-2012
Robert M. Eastmann, Joshua W. BeverlyMulti-Financial SecuritiesLPL Financial$5205-04-2012
Michele ColarussoAmeriprise FinancialLPL Financial$6503-16-2012
John Marshall, Lynn Goldney, Dan Sickles, Sean GoldneyFinancial Network InvestmentLPL Financial$15003-01-2012
Keith SomersAmeriprise FinancialLPL Financial$5101-13-2012
Scott WoodringGirard SecuritiesLPL Financial$6012-12-2011
Philip NobleMorgan Stanley Wealth ManagementLPL Financial$11611-22-2011
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Showing 76 to 100 of 115 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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