Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Johnson Minh HoangLPL Financial LLCLPL Financial LLC$5006-03-2019
Ryan Matthew DresslerLPL Financial LLCLPL Financial LLC05-29-2019
John Elwood CarrollIFP Securities, LLCLPL Financial LLC$10005-23-2019
Mccabe Culley StrothmannJ.W. Cole Financial, Inc.LPL Financial LLC05-21-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Cecil Ray DentonSA Stone Wealth Management Inc.LPL Financial LLC$2505-15-2019
James Henry Amick Jr.J.W. Cole Financial, Inc.LPL Financial LLC$5005-10-2019
Deron Bruce GlickertCadaret, Grant & Co., Inc.LPL Financial LLC$105-08-2019
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Ryan Mathew FleischerRevolution Capital, LLCLPL Financial LLC04-29-2019
Timothy P HudsonClient One Securities LLCLPL Financial LLC$2504-29-2019
Ronald Lee GribschawCambridge Investment Research, Inc.LPL Financial LLC$2504-26-2019
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Michael Anthony TavelTavel Insurance & Financial Services, LLCLPL Financial LLC04-24-2019
Robert Andrew Kopp Jr.J.W. Cole Financial, Inc.LPL Financial LLC$2504-24-2019
Aaron Thomas HanszSymphonic Securities LLCLPL Financial LLC$104-24-2019
Rodney Brian SmithIndependent Financial Group, LLCLPL Financial LLC04-17-2019
Joseph Pierpont MorganCetera Advisor Networks LLCLPL Financial LLC$2504-15-2019
Evan Bernard CarabelloRaymond James Financial Services, Inc.LPL Financial LLC04-11-2019
Joffre SalazarAmerican Portfolios Advisors, IncLPL Financial LLC04-09-2019
David Ray SimsPrincipal Securities, Inc.LPL Financial LLC$104-09-2019
Ronald Patrick CameronInternational Assets Advisory, LLCLPL Financial LLC$704-08-2019
Joffre SalazarAmerican Portfolios Financial Services, Inc.LPL Financial LLC04-08-2019
Next Page »

Showing 1 to 25 of 4,319 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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