Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles David ClelandBankPlus Wealth AdvisorsLPL Financial LLC10-09-2020
Dean Jay HaalandKestra Investment Services, LLCLPL Financial LLC09-30-2020
Todd James TharpSecurities America, Inc.LPL Financial LLC09-30-2020
Bret Alexander HartmanBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC09-28-2020
Jakob Connor HenryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-23-2020
Ian Keith DietzA.G.P / Alliance Global PartnersLPL Financial LLC$12509-22-2020
Kipatrick John MrkvaGainplan LLCLPL Financial LLC09-22-2020
Grant MoultonBelpointe Asset Management LLCLPL Financial LLC09-18-2020
TIMOTHY David RICHARDSONAvantax Investment Services, Inc.LPL Financial LLC09-18-2020
Mark Allan MayfieldProfessional Financial Advisors, LLCLPL Financial LLC09-17-2020
Judy Lynn MorrisonIFP Securities, LLCLPL Financial LLC09-16-2020
Midhat DzihicThe Leaders Group, Inc.LPL Financial LLC09-16-2020
John Terry ChipianU.S. Bancorp Investments, Inc.LPL Financial LLC09-14-2020
Brett Daniel BengtsonAmeriprise Financial Services, LLCLPL Financial LLC09-11-2020
Cory Taylor MorrisonTrustCore Investments LLCLPL Financial LLC09-11-2020
William Anthony MonaccioJ.P. Morgan Securities LLCLPL Financial LLC09-10-2020
Coleman Troy BenkoThe Strategic Financial Alliance, Inc.LPL Financial LLC09-09-2020
Sherry Lynn TomaselloPurshe Kaplan Sterling InvestmentsLPL Financial LLC09-09-2020
Shawn Dewayne WormanKestra Investment Services, LLCLPL Financial LLC$10009-08-2020
Steven Michael KashuboSantander Securities LLCLPL Financial LLC$15009-08-2020
Mark Alexander MonteiroSecurities America, Inc.LPL Financial LLC09-08-2020
Nancy V FischerRoyal Alliance Associates, Inc.LPL Financial LLC09-04-2020
James Ray Carpenter IISimplified Wealth ManagementLPL Financial LLC09-04-2020
Linqian ZhaoGlobalink Securities, Inc.LPL Financial LLC09-03-2020
James Sam VaccaroAmeriprise Financial Services, LLCLPL Financial LLC09-02-2020
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Showing 1 to 25 of 3,375 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.