Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tom Royce Mike ChongAmeriprise Financial Services, LLCLPL Financial LLC$50008-18-2020
Lincoln Kopetski Joe CilleyU.S. Bancorp Investments, Inc.LPL Financial LLC$10001-07-2019
Bill DendyRaymond James Financial Services, Inc.LPL Financial LLC$41503-31-2020
A Gib McEachran John W HardyCetera Advisor Networks LLCLPL Financial LLC$27011-29-2019
Mark Bossey Ryan Marini Josh Grieves Geoff McCarthyCommonwealth Financial NetworkLPL Financial LLC$19011-20-2019
Bill Eldridge Don DelmonteAmeriprise Financial Services, LLCLPL Financial LLC$15810-18-2019
Michael Kennedy Christopher BottRoyal Alliance Associates, Inc.LPL Financial LLC$20009-23-2019
Rob Normandin Jr Troy NeilyAmeriprise Financial Services, LLCLPL Financial LLC$15009-16-2019
Susan Moore Chris StallingsKestra Investment Services, LLCLPL Financial LLC$18108-17-2019
Jeffrey Draughon Joseph Bollinger Jr Michael Upton Samuel Marino Jr Brian Flynn Stanley Bollinger Crissy Shirley John Lenahan and Lori DeckerAmeriprise Financial Services, LLCLPL Financial LLC$63302-21-2019
Frederick Harkins Michelle Cortes-HarkinsCommonwealth Financial NetworkLPL Financial LLC$5802-19-2019
Jamie GrupeAmeriprise Financial Services, LLCLPL Financial LLC$17302-01-2019
Ursula Daley Jordan LewisCommonwealth Financial NetworkLPL Financial LLC$32512-17-2018
Bill Hastie Haley HitchmanCommonwealth Financial NetworkLPL Financial LLC$22811-01-2018
Bill Pickles Michael Pickles Jim Feist JB Wilson Brad Berger Andy VernonAmeriprise Financial Services, LLCLPL Financial LLC$21710-26-2018
David ODonnell Michael TashjianSecurities America, Inc.LPL Financial LLC$65008-30-2018
Eric G Moore Michael Blake Allison HudsonKestra Investment Services, LLCLPL Financial LLC$14207-12-2018
Daniel J Cotton Myles Dudley Michael Carlson Joseph Siciliano Brian Dudley Dick Dudley Alice M McElhinneyTriad Advisors LLCLPL Financial LLC$75005-31-2018
Tony LaJeunesse Michelle LaFuente Erin WozniakCommonwealth Financial NetworkLPL Financial LLC$18003-15-2018
Steve CrawfordKestra Investment Services, LLCLPL Financial LLC$27003-07-2018
Steve CrawfordKestra Investment Services, LLCLPL Financial LLC$27003-07-2018
Jim Steffen Ted ErhartLaSalle St Securities, L.L.C.LPL Financial LLC$13002-16-2018
Wayne WagnerSecurities America, Inc.LPL Financial LLC$9101-31-2018
Neil BaileyAmeriprise Financial Services, LLCLPL Financial LLC$18611-30-2017
John Paxton Daniel F Murphy Christopher Farver Aaron GibbsTriad Advisors LLCLPL Financial LLC$15008-03-2017
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Showing 1 to 25 of 3,375 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.