Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Bossey, Ryan Marini, Josh Grieves, Geoff McCarthyCommonwealth Financial NetworkLPL Financial LLC $19011-20-2019
Joseph Lamont WilliamsFifth Third Securities, Inc.LPL Financial LLC$1011-22-2019
Paul Andrew SchmidtRoyal Alliance Associates, Inc.LPL Financial LLC11-15-2019
Bill Eldridge, Don DelmonteAmeriprise Financial Services, Inc.LPL Financial LLC $15810-18-2019
Annette Marie HubbertUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC11-14-2019
Michael Kennedy, Christopher BottRoyal Alliance Associates LPL Financial LLC $20009-23-2019
Robert Raymond MusanteRaymond James Financial Services, Inc.LPL Financial LLC10-18-2019
Sophie Sobczynski StevensRaymond James Financial Services, Inc.LPL Financial LLC$5010-11-2019
Charles AuerbachMAS Advisors LLCLPL Financial LLC10-04-2019
Douglas Andrew DickPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Geoffrey F ForcinoPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Brian LynchPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Geoffrey F ForcinoPurshe Kaplan Sterling InvestmentsLPL Financial LLC10-01-2019
Natalie Jean EsquibelJ.P. Morgan Securities LLCLPL Financial LLC09-26-2019
Amanda T. RhodesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$50009-23-2019
Lee L. HeydeIndependent Financial Group, LLCLPL Financial LLC09-19-2019
Rick James PearlIndependent Financial Group, LLCLPL Financial LLC09-19-2019
David Arnold ScottCambridge Investment Research, Inc.LPL Financial LLC09-17-2019
Frederick P. Dewald IIIFirst Light Financial IncorporatedLPL Financial LLC09-16-2019
John Albert MandeWoodbury Financial Services, Inc.LPL Financial LLC09-16-2019
John Albert MandeWoodbury Financial Services, Inc.LPL Financial LLC09-16-2019
Robert Dennis KlepnerSigma Financial CorporationLPL Financial LLC09-13-2019
Robert Dennis KlepnerSigma Financial CorporationLPL Financial LLC09-13-2019
Christina Michelle MitchellCarter Financial, LLCLPL Financial LLC09-11-2019
Adam James McLaughlinRiver Raisin Investment Partners, Inc.LPL Financial LLC09-10-2019
Next Page »

Showing 1 to 25 of 2,382 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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