Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Miller NickersonEagle Financial StrategiesLPL Financial LLC02-15-2019
Laila ParveenSantander Securities LLCLPL Financial LLC02-15-2019
Joshua Douglas TallentInfinex Investments, Inc.LPL Financial LLC02-13-2019
Texie B. NeedhamInfinex Investments, Inc.LPL Financial LLC02-13-2019
Linda Anne SchermerhornSigma Financial CorporationLPL Financial LLC02-07-2019
Mary Brooke BryanCetera Investment Services LLCLPL Financial LLC02-07-2019
Richard Robert ReiserMutual of Omaha Investor Services, Inc.LPL Financial LLC$5002-06-2019
Eric David Robinson Sr.Pruco Securities, LLC.LPL Financial LLC$2502-06-2019
Teresa Ann YoungW&S Brokerage Services, Inc.LPL Financial LLC02-06-2019
Joel Nicholas RevakThrivent Investment Management Inc.LPL Financial LLC02-05-2019
Clay Michael KazmierskiCWM, LLCLPL Financial LLC02-04-2019
James Albert NielsenCUSO Financial Services, L.P.LPL Financial LLC02-04-2019
Matthew Aaron KoryCWM, LLCLPL Financial LLC02-04-2019
Jamie Michael GrupeAmeriprise Financial Services, Inc.LPL Financial LLC$5002-01-2019
Kirk Eric DoyleEdward JonesLPL Financial LLC02-01-2019
Jamison Dean EdlundRaymond James Financial Services, Inc.LPL Financial LLC$2501-31-2019
John Francis Harty IIICWM, LLCLPL Financial LLC01-31-2019
Jian HeHSBC Securities (USA) Inc.LPL Financial LLC01-31-2019
Timothy James BradleyJ.P. Morgan Securities LLCLPL Financial LLC01-31-2019
Ronald Martin HydeSecurities America, Inc.LPL Financial LLC01-30-2019
Michael W. HobbsKeystone Financial Group, LLCLPL Financial LLC01-30-2019
Shelley Deean Giard MendezCambridge Investment Research, Inc.LPL Financial LLC01-30-2019
Brent Thomas PetersTD Ameritrade Investment Management, LLCLPL Financial LLC01-29-2019
Gary Eugene AltFarmers Financial Solutions, LLCLPL Financial LLC01-25-2019
Robert Deane Lenertz Jr.Cambridge Investment Research, Inc.LPL Financial LLC$2501-23-2019
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Showing 251 to 275 of 2,377 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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