Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Chad A. EyrePruco Securities, LLC.LPL Financial LLC04-30-2020
James Richard Lowe IICUSO Financial Services, L.P.LPL Financial LLC04-21-2020
Ethan Taylor SpelmanCUNA Brokerage Services, Inc.LPL Financial LLC04-13-2020
Kevin Eugene MooreCalton & Associates, Inc.LPL Financial LLC04-13-2020
Ahren Richard SchulzPruco Securities, LLC.LPL Financial LLC04-13-2020
Jowanna WilliamsAllstate Financial Services, LLCLPL Financial LLC04-13-2020
Eric Thomas LingNational Securities CorporationLPL Financial LLC$1,00004-09-2020
David RauHornor, Townsend & Kent, LLCLPL Financial LLC04-07-2020
Ryan S GraffMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-03-2020
Trevor D. BrightCharles Schwab & Co., Inc.LPL Financial LLC04-02-2020
Douglas Eugene HenkeCFD Investments, Inc.LPL Financial LLC04-01-2020
Hampton B. BourneAmeriprise Financial Services, LLCLPL Financial LLC$10003-31-2020
William Edward DendyRaymond James Financial Services, Inc.LPL Financial LLC$15003-31-2020
Todd Allen PaceRaymond James Financial Services, Inc.LPL Financial LLC03-31-2020
Tanner G. MathisRaymond James Financial Services, Inc.LPL Financial LLC$15003-31-2020
Julie Maureen GreenbergRBC Capital Markets, LLCLPL Financial LLC$5003-31-2020
Richard Edward Talbot Jr.Cetera Investment Services LLCLPL Financial LLC03-30-2020
Gregory Michael SilvaAmeriprise Financial Services, LLCLPL Financial LLC$1003-27-2020
Jeffrey Allen MulhernPackerland Brokerage Services, Inc.LPL Financial LLC$25003-25-2020
Gregory Wade GobbleInfinex Investments, Inc.LPL Financial LLC$15003-23-2020
Kevin Dean HemmeCetera Advisor Networks LLCLPL Financial LLC03-20-2020
Diego De Los SantosTransamerica Financial Advisors, IncLPL Financial LLC03-20-2020
Marty Wade MitchellAmeriprise Financial Services, LLCLPL Financial LLC03-16-2020
Richard Gabriel ChaneyRaymond James Financial Services, Inc.LPL Financial LLC03-12-2020
George A. KlebartSantander Securities LLCLPL Financial LLC03-11-2020
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Showing 1 to 25 of 5,637 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.