Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathryn J. HackneyCUNA Brokerage Services, Inc.LPL Financial LLC08-24-2018
Monica Sashil ChandraCUNA Brokerage Services, Inc.LPL Financial LLC08-24-2018
Elizabeth Lisa TurekMoney Concepts Capital CorpLPL Financial LLC08-22-2018
Karen Ruth GasiorThe Investment Center, Inc.LPL Financial LLC$1008-20-2018
Jason Todd GlowskiEdward JonesLPL Financial LLC08-20-2018
Malcolm David DebaySecurities America, Inc.LPL Financial LLC08-17-2018
Seongbae KimSummit Brokerage Services, Inc.LPL Financial LLC08-17-2018
Arthur Clifford CosperEdward JonesLPL Financial LLC08-17-2018
Joseph Nicholas Grabar IIIFortress Private Ledger, LLCLPL Financial LLC$2608-16-2018
Christopher Joseph GureFortress Private Ledger, LLCLPL Financial LLC08-16-2018
Scott E. BurnsRiver Raisin Investment Partners, Inc.LPL Financial LLC08-15-2018
Krista T. BowenBB&T Securities, LLCLPL Financial LLC08-14-2018
Robert David BasileBasile Financial Group, Inc.LPL Financial LLC08-14-2018
Ruth H. WattsCetera Investment Services LLCLPL Financial LLC08-10-2018
Jason Robert SmootThe Huntington Investment CompanyLPL Financial LLC08-09-2018
Theodore LumIndependent Financial Group, LLCLPL Financial LLC$5008-03-2018
Cody David RielandEdward JonesLPL Financial LLC08-03-2018
Karen Lynn LapinaPrivate Client Services, LLCLPL Financial LLC$1,00008-02-2018
Michael Edmund FertigPrivate Client Services, LLCLPL Financial LLC$50008-02-2018
Brian Alan RobinettePrivate Client Services, LLCLPL Financial LLC$50008-02-2018
James Paul DankoPrivate Client Services, LLCLPL Financial LLC$15008-02-2018
Kevin Andrew McCormickSimplified Wealth ManagementLPL Financial LLC08-02-2018
Mark William ThomasEquity Services, Inc.LPL Financial LLC$5007-30-2018
Quan The LuuMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$2507-30-2018
Thomas Andrew RicksSimplified Wealth ManagementLPL Financial LLC07-30-2018
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Showing 351 to 375 of 2,356 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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