Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter WolkSecurities Service Network, LLCLPL Financial LLC$5008-18-2014
William MyersWaddell & ReedLPL Financial LLC$5707-17-2014
Phillip SalterSummit Brokerage Services, Inc.LPL Financial LLC$8406-02-2014
James Elliott Dana Wright Gregory FrankosInvestacorp, Inc.LPL Financial LLC$6803-18-2014
Charles Wareham Craig Breitsprecher Tom Polowy Vincent WinansIndependent Financial Group, LLCLPL Financial LLC$9503-17-2014
Phillip AndersonAmeriprise Financial Services, LLCLPL Financial LLC$5702-14-2014
Mark A LawCommonwealth Financial NetworkLPL Financial LLC$50002-03-2014
Joseph W MoyerNational Planning CorporationLPL Financial LLC$6012-09-2013
Brent V LottGirard Securities, Inc.LPL Financial LLC$7110-28-2013
Joseph G YurgecNPB Financial Group, LLCLPL Financial LLC$20009-05-2013
Peter Jensen Bruce Walker Paul KowalskiInvestors Capital Corp.LPL Financial LLC$5206-20-2013
The Bishoff Financial GroupProspera Financial Services, Inc.LPL Financial LLC$13006-03-2013
Norman G HowarthAmeriprise Financial Services, LLCLPL Financial LLC$19504-25-2013
Tricia GunterWaddell & ReedLPL Financial LLC$5104-12-2013
Angelo Talebi Artin BandariRoyal Alliance Associates, Inc.LPL Financial LLC$23011-16-2012
Robert Ellis Joseph Ellis Joshua Britt Aaron Mabon Summer ParmerCommonwealth Financial NetworkLPL Financial LLC$15011-15-2012
Lou Ingargiola Sean McAndrewCommonwealth Financial NetworkLPL Financial LLC$7011-15-2012
Michael MullisSecurities America, Inc.LPL Financial LLC$22311-15-2012
Robert Zyzo Irina LeuthSecurities Service Network, LLCLPL Financial LLC$5009-18-2012
Eric Burton Ronald WhittinghamFSC Securities CorporationLPL Financial LLC$25009-14-2012
Peter Reinecke Christine Cipolla Timothy MarshallSaxony Securities, Inc.LPL Financial LLC$15009-10-2012
John CartolanoAmeriprise Financial Services, LLCLPL Financial LLC$20008-17-2012
James Marchesi and AssociatesAmeriprise Financial Services, LLCLPL Financial LLC$11508-17-2012
Bryan Chew Michael Takayama Anita Fong-Chao Eugene Hsu Daryl WongCommonwealth Financial NetworkLPL Financial LLC$10007-24-2012
Michele ColarussoAmeriprise Financial Services, LLCLPL Financial LLC$6503-16-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.