Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Alexander MonteiroSecurities America, Inc.LPL Financial LLC09-08-2020
Nancy V FischerRoyal Alliance Associates, Inc.LPL Financial LLC09-04-2020
James Ray Carpenter IISimplified Wealth ManagementLPL Financial LLC09-04-2020
Linqian ZhaoGlobalink Securities, Inc.LPL Financial LLC09-03-2020
James Sam VaccaroAmeriprise Financial Services, LLCLPL Financial LLC09-02-2020
Larry Wendel MathisSagePoint Financial, Inc.LPL Financial LLC$1009-02-2020
Daniel John MurphySagePoint Financial, Inc.LPL Financial LLC$10009-01-2020
Samantha Gay PittsSagePoint Financial, Inc.LPL Financial LLC09-01-2020
Kale Kh YoungCUSO Financial Services, L.P.LPL Financial LLC$5009-01-2020
John Lewis CookSagePoint Financial, Inc.LPL Financial LLC09-01-2020
Todd Sherman GautreauxHarger and Company, Inc.LPL Financial LLC09-01-2020
Fred Christian SchellerSagePoint Financial, Inc.LPL Financial LLC08-31-2020
Conrad Earl PearsonSagePoint Financial, Inc.LPL Financial LLC08-31-2020
Jason Russell WattersReilly Financial AdvisorsLPL Financial LLC08-31-2020
David Wayne VerhilleLion Street Financial, LLCLPL Financial LLC08-28-2020
Charles Eric HillMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-27-2020
Adnan Hamid HussainCetera Financial Specialists LLCLPL Financial LLC08-25-2020
John Benjamin NelsonAmeriprise Financial Services, LLCLPL Financial LLC$15008-21-2020
Jada Marie EdwardsSecurities America, Inc.LPL Financial LLC08-20-2020
Anthony Thuy BuiJ.P. Morgan Securities LLCLPL Financial LLC08-20-2020
Thomas Edward RoyceAmeriprise Financial Services, LLCLPL Financial LLC$15008-18-2020
Michael Timothy ChongAmeriprise Financial Services, LLCLPL Financial LLC$2508-18-2020
Ryan J DragstremAmeriprise Financial Services, LLCLPL Financial LLC08-18-2020
Harvey Stuart BerkKestra Investment Services, LLCLPL Financial LLC08-17-2020
Ronald C DenovaAmeriprise Financial Services, LLCLPL Financial LLC08-17-2020
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Showing 151 to 175 of 3,375 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.