Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
Martin Robert Durbin1st Global Capital Corp.LPL Financial LLC$1006-03-2015
Harold Joseph Beshaw1st Global Capital Corp.LPL Financial LLC$2508-13-2012
Melinda B Gaertner1st Global Capital Corp.LPL Financial LLC02-01-2011
Michael Thomas Meehan1st Global Capital Corp.LPL Financial LLC09-01-2010
Theresa Marie Meehan1st Global Capital Corp.LPL Financial LLC09-01-2010
Jeffrey Paul Molever1st Global Capital Corp.LPL Financial LLC06-28-2010
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Roger Wesley JohnsonACT AdvisorsLPL Financial LLC11-19-2014
Victoria Lynn SawyerAdirondack Trading Group LLCLPL Financial LLC09-16-2014
Thomas Brett SawyerAdirondack Trading Group LLCLPL Financial LLC09-12-2014
Peter Matthew GalanoAdirondack Trading Group LLCLPL Financial LLC09-02-2014
Robert Hurley InghamAdvanced Practice Advisors, LLCLPL Financial LLC10-21-2011
William Neil ScanlonAdvantage Capital Advisors, LLCLPL Financial LLC07-19-2011
Dwight Douglas PetersonAdvantage Wealth AdvisorsLPL Financial LLC11-28-2017
Kevin VidrineAdvisor.InvestmentsLPL Financial LLC04-12-2016
Dee D BecquetAhrens Investment Partners, LLCLPL Financial LLC08-20-2015
Edward Scott SheaAhrens Investment Partners, LLCLPL Financial LLC08-18-2015
Ronald Paul LegeAhrens Investment Partners, LLCLPL Financial LLC08-18-2015
Michael Scott AkinsAkins Financial, LLCLPL Financial LLC08-09-2016
GARY JOSEPH PORFERTAllstate Financial Advisors, LLCLPL Financial LLC01-18-2013
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
Jason Howell PoffAllstate Financial Services, LLCLPL Financial LLC$106-15-2018
Michael Anthony CrupiAllstate Financial Services, LLCLPL Financial LLC06-05-2017
Christopher James ReddingtonAllstate Financial Services, LLCLPL Financial LLC04-20-2017
Next Page »

Showing 1 to 25 of 4,336 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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