Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Pamela M. Manuel1st Global Capital Corp.LPL Financial LLC01-23-2019
Natacha Tania Smith1st Global Capital Corp.LPL Financial LLC03-06-2018
Martin Robert Durbin1st Global Capital Corp.LPL Financial LLC06-03-2015
Harold Joseph Beshaw1st Global Capital Corp.LPL Financial LLC08-13-2012
Theresa Marie Meehan1st Global Capital Corp.LPL Financial LLC09-01-2010
Michael Thomas Meehan1st Global Capital Corp.LPL Financial LLC$2509-01-2010
Jeffrey Paul Molever1st Global Capital Corp.LPL Financial LLC06-28-2010
Philip Joseph Christiano1st Global Capital Corp.LPL Financial LLC01-08-2009
Karen Elizabeth Soroka4th River Financial Group, Inc.LPL Financial LLC09-16-2009
Janet Sarah GrimmA.G.P / Alliance Global PartnersLPL Financial LLC$1005-01-2020
Philip Yin-Chak LangAccel Advisors, Inc.LPL Financial LLC$15010-14-2014
Michael Phillip DunhamAccess Investments, Inc.LPL Financial LLC$5001-23-2009
Steven Franklin BrandtAcorn Financial Advisory Services, Inc.LPL Financial LLC12-08-2017
Roger Wesley JohnsonACT AdvisorsLPL Financial LLC11-19-2014
Victoria Lynn SawyerAdirondack Trading Group LLCLPL Financial LLC09-16-2014
Thomas Brett SawyerAdirondack Trading Group LLCLPL Financial LLC09-12-2014
Peter Matthew GalanoAdirondack Trading Group LLCLPL Financial LLC$5009-02-2014
Robert Hurley InghamAdvanced Practice Advisors, LLCLPL Financial LLC10-21-2011
William Neil ScanlonAdvantage Capital Advisors, LLCLPL Financial LLC$10007-19-2011
Jonathan Dexter PolsonAdvantage Investment Management, LLCLPL Financial LLC$2501-31-2014
Dwight D. PetersonAdvantage Wealth AdvisorsLPL Financial LLC11-28-2017
Josh FEINAdvicePeriod, LLCLPL Financial LLC10-26-2016
Ronald FatoullahAdvicePeriod, LLCLPL Financial LLC10-25-2016
Matthew Westin GentryAdvisor Resource CouncilLPL Financial LLC08-31-2018
Tara Brooke HoweyAdvisor Resource CouncilLPL Financial LLC08-15-2018
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Showing 1 to 25 of 5,637 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.