Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC$5001-02-2009
Shawna Denise BonnerVoya Financial Advisors, Inc.LPL Financial LLC$101-02-2009
Nicholas Peter BednarczykRaymond James Financial Services, Inc.LPL Financial LLC$2401-07-2009
Richard Clarence Deyoung Jr.Banc of America Investment Services, Inc.LPL Financial LLC01-15-2009
Tony ChangWamu Investments, Inc.LPL Financial LLC01-20-2009
Teresa Skipper BechardColonial Brokerage, Inc.LPL Financial LLC01-26-2009
Scott Carlisle ChampionChampion Financial & Tax Services, LLCLPL Financial LLC02-02-2009
Nisha K. DoshiSIGNATOR INVESTORS, INC.LPL Financial LLC02-06-2009
Dean Edward ElliottCommonwealth Financial NetworkLPL Financial LLC$5002-17-2009
Matthew Arthur De HerasPruco Securities, LLC.LPL Financial LLC02-17-2009
Rex Warren RichardsCommonwealth Financial NetworkLPL Financial LLC$2502-17-2009
Matthew Jerome BrownHD Vest Investment ServicesLPL Financial LLC02-18-2009
Angela Y NganU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Bruce Leroy BeamanU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Gilbert Benjamin AcedoU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Jyoti NarsaiU.S. Bancorp Investments, Inc.LPL Financial LLC$2502-19-2009
Richard Lee BakerThe O.N. Equity Sales CompanyLPL Financial LLC02-19-2009
Ronnie S BlaufarbMetLife Securities Inc.LPL Financial LLC02-26-2009
Gustavo Adolfo Caballero Jr.Wells Fargo Clearing Services, LLCLPL Financial LLC02-27-2009
Scott Edward DeffinbaughRBC Capital Markets, LLCLPL Financial LLC$5002-27-2009
Anthony Carmelo SpinelliChase Investment Services Corp.LPL Financial LLC03-01-2009
Thomas Paul GalulloFSC Securities CorporationLPL Financial LLC$2503-02-2009
David ChanHSBC Securities (USA) Inc.LPL Financial LLC03-09-2009
Catherine Irene PinkasFSC Securities CorporationLPL Financial LLC$103-12-2009
Robert Anthony NevarezNational Securities CorporationLPL Financial LLC03-12-2009
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Showing 1 to 25 of 4,344 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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