Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allan Harrison ClarkLincoln InvestmentLPL Financial LLC$5001-02-2009
Shawna Denise BonnerVoya Financial Advisors, Inc.LPL Financial LLC01-02-2009
Valerie RosalyUBS Financial Services Inc.LPL Financial LLC01-07-2009
Nicholas Peter BednarczykRaymond James Financial Services, Inc.LPL Financial LLC$2401-07-2009
Scott Carlisle ChampionChampion Financial & Tax Services, LLCLPL Financial LLC02-02-2009
Brian Forrest StokesIndependent Financial Group, LLCLPL Financial LLC$7102-10-2009
Jyoti NarsaiU.S. Bancorp Investments, Inc.LPL Financial LLC$2502-19-2009
Angela Y NganU.S. Bancorp Investments, Inc.LPL Financial LLC02-19-2009
Timothy Edward ZimcoskyKalos Capital, Inc.LPL Financial LLC$5002-23-2009
Scott Edward DeffinbaughRBC Capital Markets, LLCLPL Financial LLC02-27-2009
Scott Francis FitzsimmonsSummit Brokerage Services, Inc.LPL Financial LLC$1004-01-2009
Michael Charles ShutowickSummit Brokerage Services, Inc.LPL Financial LLC04-01-2009
Brett Arthur HartvigsonIndependent Financial Group, LLCLPL Financial LLC04-06-2009
Larissa Anna PoindexterOppenheimer & Co. Inc.LPL Financial LLC$5004-16-2009
Aaron VasilNorth South Capital, LLCLPL Financial LLC04-17-2009
Renee Carol MichalakSigma Financial CorporationLPL Financial LLC04-22-2009
Andrew Scott ButlerNext Financial Group, Inc.LPL Financial LLC04-24-2009
Raymond Charles NashM Holdings Securities, Inc.LPL Financial LLC$10004-27-2009
Kenneth Paul AlexaNorth South Capital, LLCLPL Financial LLC04-28-2009
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
Anthony Scatuorchio FerraraAvantax Investment Services, Inc.LPL Financial LLC$3105-01-2009
Michael Alexander BoudreauxEdward JonesLPL Financial LLC05-01-2009
Lawrence Seungbum ChinDNT Financial, LLCLPL Financial LLC05-06-2009
Arthur Robert ChamberlainMWA Financial Services Inc.LPL Financial LLC05-12-2009
James Stephen BudzynCambridge Investment Research, Inc.LPL Financial LLC$2505-18-2009
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Showing 1 to 25 of 3,375 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.