Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Lloyd HardinMoney Man MitchLPL Financial LLC07-02-2019
Nicholas A. DegeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Tina Marie NofzingerCambridge Investment Research, Inc.LPL Financial LLC06-18-2019
James Henry BoothInternational Assets Advisory, LLCLPL Financial LLC06-14-2019
Mark GavrilovCetera Investment Services LLCLPL Financial LLC06-14-2019
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
Ryan Matthew DresslerLPL Financial LLCLPL Financial LLC05-29-2019
Charles Hamilton Woodward IVIFP Securities, LLCLPL Financial LLC05-25-2019
Ryan Michael GormanIFP Securities, LLCLPL Financial LLC05-23-2019
Mccabe Culley StrothmannJ.W. Cole Financial, Inc.LPL Financial LLC05-21-2019
Derek Jonathon HinesKestra Investment Services, LLCLPL Financial LLC05-20-2019
Ernest Lee Smith Jr.Principal Securities, Inc.LPL Financial LLC05-16-2019
Nicolas Ramon RomeroVoya Financial Advisors, Inc.LPL Financial LLC05-06-2019
Adam Alexander AulestiaAulestia Wealth Management, Inc.LPL Financial LLC04-30-2019
Ryan Mathew FleischerRevolution Capital, LLCLPL Financial LLC04-29-2019
Michael Anthony TavelTavel Insurance & Financial Services, LLCLPL Financial LLC04-24-2019
Rodney Brian SmithIndependent Financial Group, LLCLPL Financial LLC04-17-2019
Evan Bernard CarabelloRaymond James Financial Services, Inc.LPL Financial LLC04-11-2019
Joffre SalazarAmerican Portfolios Advisors, IncLPL Financial LLC04-09-2019
Joffre SalazarAmerican Portfolios Financial Services, Inc.LPL Financial LLC04-08-2019
Jabari Ali MorganWells Fargo Clearing Services, LLCLPL Financial LLC04-04-2019
Marc E. SanbornARGI Investment Services, LLCLPL Financial LLC03-28-2019
Nathan KrampeLions Wealth ManagementLPL Financial LLC03-28-2019
Doris G. SilvaVALIC Financial Advisors, Inc.LPL Financial LLC03-25-2019
Next Page »

Showing 1 to 25 of 4,344 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.