Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
A Gib McEachran John W HardyCetera Advisor Networks LLCLPL Financial LLC$27011-29-2019
Theodore Francis Staats IIICetera Advisor Networks LLCLPL Financial LLC08-14-2020
Alec John KozuchCetera Advisor Networks LLCLPL Financial LLC07-07-2020
Christine Mary ZuckCetera Advisor Networks LLCLPL Financial LLC06-29-2020
Kevin Dean HemmeCetera Advisor Networks LLCLPL Financial LLC03-20-2020
Leland Brent NunnallyCetera Advisor Networks LLCLPL Financial LLC$5003-02-2020
Michael R CartolanoCetera Advisor Networks LLCLPL Financial LLC03-02-2020
Dalton Robert GarrisonCetera Advisor Networks LLCLPL Financial LLC12-13-2019
James Michael McDonnellCetera Advisor Networks LLCLPL Financial LLC$2510-31-2019
Matthew John FoxCetera Advisor Networks LLCLPL Financial LLC10-09-2019
Mark Alan StoltzfusCetera Advisor Networks LLCLPL Financial LLC09-09-2019
Andrew William BarnickCetera Advisor Networks LLCLPL Financial LLC06-06-2019
Michael Richard SchwartzCetera Advisor Networks LLCLPL Financial LLC05-20-2019
Austin James DeleryCetera Advisor Networks LLCLPL Financial LLC03-19-2019
Heidi Marie SchoenbergerCetera Advisor Networks LLCLPL Financial LLC10-26-2018
Brennen Jon BergdahlCetera Advisor Networks LLCLPL Financial LLC09-24-2018
William Dail Meikle JrCetera Advisor Networks LLCLPL Financial LLC$5007-10-2018
Robert Charles Shutte JrCetera Advisor Networks LLCLPL Financial LLC$2506-25-2018
Thomas James NoelCetera Advisor Networks LLCLPL Financial LLC$5006-12-2018
Scott Alan KanaiCetera Advisor Networks LLCLPL Financial LLC$5004-09-2018
Deborah Lynn DalmanCetera Advisor Networks LLCLPL Financial LLC04-09-2018
Breanne Lynn VugteveenCetera Advisor Networks LLCLPL Financial LLC04-09-2018
Kevin John EngbersCetera Advisor Networks LLCLPL Financial LLC$5003-19-2018
Dean Nolan BertschCetera Advisor Networks LLCLPL Financial LLC$2503-19-2018
Chad M FochtCetera Advisor Networks LLCLPL Financial LLC03-19-2018
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Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.