Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Louis WonnebergerCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Kenneth Ernest SchmockerCommonwealth Financial NetworkLPL Financial LLC$15002-26-2019
Frederick James HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
Michelle Cortes-HarkinsCommonwealth Financial NetworkLPL Financial LLC$2502-19-2019
Haley Marie HitchmanCommonwealth Financial NetworkLPL Financial LLC$10011-01-2018
William Bradford ReynoldsCommonwealth Financial NetworkLPL Financial LLC$5002-15-2018
Jeremy Michael BokCommonwealth Financial NetworkLPL Financial LLC01-26-2018
Angelic Carolyn LemayCommonwealth Financial NetworkLPL Financial LLC05-31-2017
Nicholas Olcott CarrCommonwealth Financial NetworkLPL Financial LLC04-12-2017
John AromandoCommonwealth Financial NetworkLPL Financial LLC$102-28-2017
Sherman Walter BakerCommonwealth Financial NetworkLPL Financial LLC$5011-03-2016
Annie Mussoni MorrisonCommonwealth Financial NetworkLPL Financial LLC$5010-17-2016
Benjamin WozniakCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Vickie Lynne LeeseCommonwealth Financial NetworkLPL Financial LLC10-17-2016
Christopher Adam WilliamsCommonwealth Financial NetworkLPL Financial LLC$1,00010-14-2016
Eric Mark JaffeCommonwealth Financial NetworkLPL Financial LLC$4610-14-2016
Cindy Lou RoundsCommonwealth Financial NetworkLPL Financial LLC09-16-2016
Ronald Nicholas LazzaroCommonwealth Financial NetworkLPL Financial LLC09-15-2016
Timothy Stephen O'ConnorCommonwealth Financial NetworkLPL Financial LLC$5009-15-2016
Albert Victor GraciCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Clifford Lawrence BraxtonCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Debra Lynn AlexanderCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Kenneth Dale CooperCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Walter Gerard BouchardCommonwealth Financial NetworkLPL Financial LLC$102-16-2016
Michael Douglas GoostreeCommonwealth Financial NetworkLPL Financial LLC$5012-16-2015
Next Page »

Showing 1 to 25 of 84 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.