Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Patrick NittoKey Investment Services LLCLPL Financial LLC06-22-2018
Timothy E. ConwayKey Investment Services LLCLPL Financial LLC01-24-2018
Siobhan Marie FallonKey Investment Services LLCLPL Financial LLC01-22-2018
Robert LucarelliKey Investment Services LLCLPL Financial LLC$1,50009-21-2016
George R. BelloKey Investment Services LLCLPL Financial LLC$8409-21-2016
Daniel WeimerKey Investment Services LLCLPL Financial LLC$5009-21-2016
Laura Lee HickmanKey Investment Services LLCLPL Financial LLC$5009-21-2016
Alan Burt GoodmanKey Investment Services LLCLPL Financial LLC$2509-21-2016
Robert Augustine Celli Sr.Key Investment Services LLCLPL Financial LLC$1509-21-2016
John Patrick McInerney Jr.Key Investment Services LLCLPL Financial LLC09-21-2016
Deborah Ann HodgeKey Investment Services LLCLPL Financial LLC09-21-2016
Joanne Helen La RocqueKey Investment Services LLCLPL Financial LLC09-21-2016
Julia I OrtizKey Investment Services LLCLPL Financial LLC09-21-2016
Andrew L RobertsKey Investment Services LLCLPL Financial LLC09-21-2016
Nikki Sue TaylorKey Investment Services LLCLPL Financial LLC09-21-2016
Corey James RobinsonKey Investment Services LLCLPL Financial LLC09-21-2016
Ricardo D UribeKey Investment Services LLCLPL Financial LLC09-21-2016
Andres CanoKey Investment Services LLCLPL Financial LLC09-21-2016
Alexandra BerthiaumeKey Investment Services LLCLPL Financial LLC09-21-2016
Gary Lee ConradKey Investment Services LLCLPL Financial LLC09-21-2016
Pamela Jean QuesnellKey Investment Services LLCLPL Financial LLC09-21-2016
Brian Matthew PattonKey Investment Services LLCLPL Financial LLC09-21-2016
Sean J. QuinnKey Investment Services LLCLPL Financial LLC09-21-2016
Joseph Paul PriceKey Investment Services LLCLPL Financial LLC09-21-2016
Jason M CarlinKey Investment Services LLCLPL Financial LLC09-21-2016
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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