Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Terry Lee BaileyLPL Financial LLCLPL Financial LLC06-12-2019
Kevin Michael LarsonLPL Financial LLCLPL Financial LLC09-17-2018
Chaz Micheal FahrnerLPL Financial LLCLPL Financial LLC05-29-2018
Raymond Joseph GinsbergLPL Financial LLCLPL Financial LLC09-29-2017
Job Alexander EaglesonLPL Financial LLCLPL Financial LLC08-03-2017
Robert Glen HoymeLPL Financial LLCLPL Financial LLC03-13-2017
Scott Alan SpragueLPL Financial LLCLPL Financial LLC$5003-06-2017
Michelle Rodler BlessLPL Financial LLCLPL Financial LLC10-31-2016
Brian Leaman DouglassLPL Financial LLCLPL Financial LLC10-07-2016
Robert Shawn SandrewLPL Financial LLCLPL Financial LLC09-12-2016
Melanie M. PenaLPL Financial LLCLPL Financial LLC02-12-2016
Don Hosea WilliamsLPL Financial LLCLPL Financial LLC01-05-2016
Benjamin Lee WadaLPL Financial LLCLPL Financial LLC05-01-2015
June Marie CacholaLPL Financial LLCLPL Financial LLC04-07-2015
Michael Karl HessLPL Financial LLCLPL Financial LLC03-18-2015
Boris Michael CastilloLPL Financial LLCLPL Financial LLC12-01-2014
Logan William GalliLPL Financial LLCLPL Financial LLC08-06-2014
Denise Marie PadovaniLPL Financial LLCLPL Financial LLC$1003-25-2014
David Lee MaynardLPL Financial LLCLPL Financial LLC02-26-2014
Jonathan Lloyd CarpenterLPL Financial LLCLPL Financial LLC11-15-2013
William Neilson WheelerLPL Financial LLCLPL Financial LLC$5011-11-2013
Lorraine E AlvesLPL Financial LLCLPL Financial LLC02-13-2012
Paul Crosby SmithLPL Financial LLCLPL Financial LLC$2502-23-2010

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.