Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas A. DegeorgeMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Trevor Logan MarshMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-28-2019
Frank Kirk DyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$18512-06-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$110-22-2018
Quan The LuuMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$2507-30-2018
Alan Alexis LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-11-2018
Adam Brenning CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-09-2018
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Jared Lyle HarguessMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-17-2018
Kathy Hartley BrinerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$5003-05-2018
Mustafa Muhammad Hassaan Ali HollingsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2017
Jay Hyunjoon HwangMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$111-10-2017
Scott James FotiesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-20-2017
Kristen Joy SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-18-2017
Nathan Benjamin DowdyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-24-2017
David Adam DorayMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-21-2017
Richard A SoleimaniMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-28-2017
Isabella Maria FanucchiMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-01-2017
Gary L RecerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$5005-19-2017
Scott E HollandMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-28-2017
Giancarlo Edoardo SimonettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-05-2017
Sean Brendan ArnoldMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-22-2017
Thomas Kenneth LuongMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-06-2017
Nora Elizabeth GallagherMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-28-2017
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Showing 1 to 25 of 108 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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