Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan S GraffMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-03-2020
Anthony Humberto MoasMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-20-2020
Danielle Gerise ThibaultMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-12-2020
Allison Barnard MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-10-2020
Tamim WaliMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-26-2019
Bryan Thomas MarciniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-18-2019
Aaron Eichhorn GrantMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-11-2019
Renee Patricia VanekMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$26511-20-2019
Tyler Wade StephenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-27-2019
Michelle Lee HagenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-31-2019
Kyle A LeikamMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-24-2019
Eric William LichtenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-26-2019
Mehul Mahesh ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-15-2019
Eric J HernandezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-25-2019
Henry W BinsbacharMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC03-19-2019
Dennis Michael Percell Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-15-2019
Frank Kirk DyerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$18512-06-2018
Aldo Antonio JimenezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-22-2018
David Evans MooreMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$2508-10-2018
Quan The LuuMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$2507-30-2018
Alan Alexis LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-11-2018
Adam Brenning CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-09-2018
Benson S. FrostMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-08-2018
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Jared Lyle HarguessMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-17-2018
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Showing 1 to 25 of 132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.