Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Brian SheaMorgan StanleyLPL Financial LLC04-13-2018
Brandon Robert WhelanMorgan StanleyLPL Financial LLC01-18-2018
James Allen CzerniakMorgan StanleyLPL Financial LLC11-06-2017
Janice Ann NewberryMorgan StanleyLPL Financial LLC$2506-19-2017
Angela Louise DenhamMorgan StanleyLPL Financial LLC$5006-15-2017
Micah J. LillichMorgan StanleyLPL Financial LLC06-15-2017
Julianne M. JolyMorgan StanleyLPL Financial LLC03-06-2017
Charles Mathison Tyndal IIIMorgan StanleyLPL Financial LLC02-14-2017
Amanda Arlene CaslerMorgan StanleyLPL Financial LLC12-12-2016
Darren J. AgenaMorgan StanleyLPL Financial LLC09-29-2016
Neil O'ConnorMorgan StanleyLPL Financial LLC05-06-2016
Michael John KustigianMorgan StanleyLPL Financial LLC04-28-2016
Jeanne Marie HowellMorgan StanleyLPL Financial LLC01-05-2016
Zachary Rhea KneelandMorgan StanleyLPL Financial LLC10-20-2015
Emily Marie TakamatsuMorgan StanleyLPL Financial LLC06-24-2015
Sean Michael ParksMorgan StanleyLPL Financial LLC$1006-03-2015
Christine Marie AltenbergerMorgan StanleyLPL Financial LLC01-22-2015
Douglas W. DoranMorgan StanleyLPL Financial LLC11-13-2013
Michael J DevriesMorgan StanleyLPL Financial LLC09-20-2013
Stephen James HeilMorgan StanleyLPL Financial LLC$5008-30-2013
Jacqueline Gallagher ListerMorgan StanleyLPL Financial LLC07-19-2013
Nisha Pillay ModakMorgan StanleyLPL Financial LLC07-17-2013
John Thomas Mahoney Jr.Morgan StanleyLPL Financial LLC06-25-2013
Mark Richard RalstonMorgan StanleyLPL Financial LLC$10007-27-2012
Adam Neal SilvermanMorgan StanleyLPL Financial LLC07-25-2012
Next Page »

Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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