Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Julie M PalumboMorgan StanleyLPL Financial LLC06-09-2009
Ann Elizabeth KriegerMorgan StanleyLPL Financial LLC$2507-20-2009
Benardo Stevon RichardsonMorgan StanleyLPL Financial LLC08-24-2009
James V. Petitpren IIMorgan StanleyLPL Financial LLC08-31-2009
Lisa Marie HuntMorgan StanleyLPL Financial LLC02-01-2010
David H. MarshallMorgan StanleyLPL Financial LLC02-25-2010
Andrew Lawrence ThomassonMorgan StanleyLPL Financial LLC06-14-2010
Mark S. CohenMorgan StanleyLPL Financial LLC06-28-2010
Jason A. RuelMorgan StanleyLPL Financial LLC07-12-2010
Thomas Alan HoffmanMorgan StanleyLPL Financial LLC$1008-27-2010
Thomas Chalmers ScottMorgan StanleyLPL Financial LLC$10008-27-2010
Nicole Anastasia PlumleeMorgan StanleyLPL Financial LLC08-27-2010
Matthew Allen BradleyMorgan StanleyLPL Financial LLC08-27-2010
Erika L. LinthicumMorgan StanleyLPL Financial LLC09-22-2010
Joan Marie LeroseMorgan StanleyLPL Financial LLC$2510-01-2010
Anne Marie FrostMorgan StanleyLPL Financial LLC10-22-2010
Poonum VasishthMorgan StanleyLPL Financial LLC$5012-10-2010
Kimberly Megan StirlingMorgan StanleyLPL Financial LLC12-17-2010
Heather Rainbow FavermanMorgan StanleyLPL Financial LLC12-20-2010
Mark Francis ScribnerMorgan StanleyLPL Financial LLC01-14-2011
Julie CastilloMorgan StanleyLPL Financial LLC$15002-14-2011
Jason Michael WallyMorgan StanleyLPL Financial LLC03-14-2011
Patrick Eugene PhillippeMorgan StanleyLPL Financial LLC05-02-2011
Debbie S. HsuMorgan StanleyLPL Financial LLC06-15-2011
Nelida Nalyes SantiagoMorgan StanleyLPL Financial LLC06-29-2011
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.