Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Recruiting Losses

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Net Gains

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Larry Wendel MathisSagePoint Financial, Inc.LPL Financial LLC$1009-02-2020
Daniel John MurphySagePoint Financial, Inc.LPL Financial LLC$10009-01-2020
Samantha Gay PittsSagePoint Financial, Inc.LPL Financial LLC09-01-2020
John Lewis CookSagePoint Financial, Inc.LPL Financial LLC09-01-2020
Fred Christian SchellerSagePoint Financial, Inc.LPL Financial LLC08-31-2020
Conrad Earl PearsonSagePoint Financial, Inc.LPL Financial LLC08-31-2020
Matthew Christopher BoyleSagePoint Financial, Inc.LPL Financial LLC10-31-2019
Roger Alan ClarksonSagePoint Financial, Inc.LPL Financial LLC08-30-2019
John Robert Ressler SrSagePoint Financial, Inc.LPL Financial LLC$5007-08-2019
Catherine Elaine IvySagePoint Financial, Inc.LPL Financial LLC06-03-2019
Charlton D SimonsSagePoint Financial, Inc.LPL Financial LLC$1904-30-2018
Michael Glenn PashakSagePoint Financial, Inc.LPL Financial LLC$3704-25-2018
Terrence Murphy TormeySagePoint Financial, Inc.LPL Financial LLC04-06-2018
Carl William YargerSagePoint Financial, Inc.LPL Financial LLC$2501-02-2018
Thomas D FlegalSagePoint Financial, Inc.LPL Financial LLC$1001-02-2018
Amanda Louise BostSagePoint Financial, Inc.LPL Financial LLC10-23-2017
John Steven JacobsonSagePoint Financial, Inc.LPL Financial LLC04-19-2017
Scott Leonard KahleSagePoint Financial, Inc.LPL Financial LLC11-20-2014
Angela Miranda MartinSagePoint Financial, Inc.LPL Financial LLC08-29-2014
Jeanne Lynn WolfSagePoint Financial, Inc.LPL Financial LLC08-29-2014
Brian Keith PetersonSagePoint Financial, Inc.LPL Financial LLC07-25-2014
Steven Donald GingerySagePoint Financial, Inc.LPL Financial LLC$5006-25-2013
Harry Chang KimSagePoint Financial, Inc.LPL Financial LLC07-05-2012
Ted Hideaki InagakiSagePoint Financial, Inc.LPL Financial LLC07-03-2012
Derek Merle HeapSagePoint Financial, Inc.LPL Financial LLC$12111-30-2011
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.