Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edmund Joseph HaugheySecurities America, Inc.LPL Financial LLC$2501-31-2020
Jarrell Adam WittySecurities America, Inc.LPL Financial LLC01-31-2020
John Sidney RobertsSecurities America, Inc.LPL Financial LLC$25012-23-2019
Corey Todd MyersSecurities America, Inc.LPL Financial LLC12-19-2019
Mark John FaberSecurities America, Inc.LPL Financial LLC$9812-18-2019
Kelly J. HillSecurities America, Inc.LPL Financial LLC$5009-06-2019
Nikki Von LudeSecurities America, Inc.LPL Financial LLC$5008-01-2019
Stuart George LarsenSecurities America, Inc.LPL Financial LLC07-15-2019
Gerald Jeremiah Coughlin IIISecurities America, Inc.LPL Financial LLC$1,00003-04-2019
Ronald Martin HydeSecurities America, Inc.LPL Financial LLC01-30-2019
Kenneth John McManusSecurities America, Inc.LPL Financial LLC12-21-2018
Scott Edward FluetSecurities America, Inc.LPL Financial LLC12-21-2018
Matthew Allen SernauSecurities America, Inc.LPL Financial LLC$2512-07-2018
James David TowarnickySecurities America, Inc.LPL Financial LLC$1011-15-2018
Julie A. Vavra DaleySecurities America, Inc.LPL Financial LLC11-01-2018
Caleb John MontagSecurities America, Inc.LPL Financial LLC10-12-2018
Damon Michael HarrisSecurities America, Inc.LPL Financial LLC09-06-2018
Ryan Hugh James McGrawSecurities America, Inc.LPL Financial LLC09-04-2018
Christopher Brandon TavaresSecurities America, Inc.LPL Financial LLC$2509-04-2018
Lee Clark Brown IIISecurities America, Inc.LPL Financial LLC$5008-28-2018
Malcolm David DebaySecurities America, Inc.LPL Financial LLC08-17-2018
Timothy Joseph BlackSecurities America, Inc.LPL Financial LLC07-16-2018
Trevor T. AndersonSecurities America, Inc.LPL Financial LLC07-13-2018
Kyle Paul BatemanSecurities America, Inc.LPL Financial LLC07-12-2018
Michael Paul TashjianSecurities America, Inc.LPL Financial LLC$1006-29-2018
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Showing 1 to 25 of 158 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.