Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kristian Idar AlbornozTriad Advisors LLCLPL Financial LLC11-11-2015
Kimberly Allison LauTriad Advisors LLCLPL Financial LLC02-26-2015
Thomas Raymond GarveyTriad Advisors LLCLPL Financial LLC10-23-2014
Donald Lee McDonaldTriad Advisors LLCLPL Financial LLC10-07-2014
Erik Anders LarsenTriad Advisors LLCLPL Financial LLC07-22-2014
Roy Evans Williams Jr.Triad Advisors LLCLPL Financial LLC11-14-2011
Terry Bradley WellsTriad Advisors LLCLPL Financial LLC09-15-2011
Neil Eric ElmouchiTriad Advisors LLCLPL Financial LLC$1002-26-2015
Lauren Michelle RebbelTriad Advisors LLCLPL Financial LLC$1010-09-2013
Tristan Wayne TalleyTriad Advisors LLCLPL Financial LLC$2302-16-2017
Richard Bruce DudleyTriad Advisors LLCLPL Financial LLC$5007-13-2018
James Louis CattaneoTriad Advisors LLCLPL Financial LLC$5003-16-2017
Donald Wayne Ferguson Jr.Triad Advisors LLCLPL Financial LLC$5011-11-2015
Shane Parker ChristiansenTriad Advisors LLCLPL Financial LLC$6712-01-2017
Gordon Craig GrahamTriad Advisors LLCLPL Financial LLC$10005-11-2017
John Patrick KeeneyTriad Advisors LLCLPL Financial LLC$10011-11-2015
Timothy John MilaneyTriad Advisors LLCLPL Financial LLC$15002-26-2015

Showing 1 to 17 of 17 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.