Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ramiro D. GalvanWells Fargo Clearing Services, LLCLPL Financial LLC02-28-2020
Thomas Lynn PetersonWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2020
Christopher GrecoWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2020
Scott Michael AtkinsonWells Fargo Clearing Services, LLCLPL Financial LLC01-24-2020
Daniel James MurphyWells Fargo Clearing Services, LLCLPL Financial LLC06-07-2019
Jabari Ali MorganWells Fargo Clearing Services, LLCLPL Financial LLC04-04-2019
Jonathan Bennion SpencerWells Fargo Clearing Services, LLCLPL Financial LLC02-15-2019
Quincy Jovon GoudeauWells Fargo Clearing Services, LLCLPL Financial LLC12-07-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Caley L. ChrismondWells Fargo Clearing Services, LLCLPL Financial LLC$2506-20-2018
Kyle Scott BergWells Fargo Clearing Services, LLCLPL Financial LLC$3503-29-2018
Thomas Patrick FlynnWells Fargo Clearing Services, LLCLPL Financial LLC02-08-2018
Talisa K. MedinaWells Fargo Clearing Services, LLCLPL Financial LLC12-15-2017
Charles William GableWells Fargo Clearing Services, LLCLPL Financial LLC12-12-2017
Chase Chris PayneWells Fargo Clearing Services, LLCLPL Financial LLC12-06-2017
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Bernard David HarrisWells Fargo Clearing Services, LLCLPL Financial LLC08-31-2017
Xiangyu Y. ZhangWells Fargo Clearing Services, LLCLPL Financial LLC06-30-2017
Derek Jason AllsupWells Fargo Clearing Services, LLCLPL Financial LLC05-23-2017
Jason Lee HesterWells Fargo Clearing Services, LLCLPL Financial LLC05-22-2017
Jacob FrancoWells Fargo Clearing Services, LLCLPL Financial LLC05-12-2017
Michael Joseph GermanaWells Fargo Clearing Services, LLCLPL Financial LLC03-03-2017
Gary L. HayengaWells Fargo Clearing Services, LLCLPL Financial LLC03-02-2017
Walter Steven LessWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2017
John Cullinan AdcockWells Fargo Clearing Services, LLCLPL Financial LLC$1010-27-2016
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Showing 1 to 25 of 92 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.