Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Barnard MontgomeryMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC01-10-2020
Stephen Matthew CutterOak Tree Financial Services, LLCLPL Financial LLC09-24-2019
Ernest Lee Smith Jr.Principal Securities, Inc.LPL Financial LLC05-16-2019
Paul KunzHancock Whitney Investment Services Inc.LPL Financial LLC03-20-2019
Sandra Summerlin DowningSA Stone Wealth Management Inc.LPL Financial LLC11-09-2018
Jordan M HalloranSA Stone Wealth Management Inc.LPL Financial LLC08-31-2018
Kenneth Michael PeavySA Stone Investment Advisors Inc.LPL Financial LLC08-10-2018
Matthew C. LeggCharles Schwab & Co., Inc.LPL Financial LLC08-02-2018
Aimee Waters BarnesMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-01-2018
Misty Ervin DavisBBVA Securities Inc.LPL Financial LLC04-19-2018
Robert Carter Lachney Jr.Ameriprise Financial Services, LLCLPL Financial LLC01-19-2018
Brian Lee ButlerBBVA Securities Inc.LPL Financial LLC12-20-2017
Cay Zettler WeaverHarbor Financial Services, LLCLPL Financial LLC10-31-2017
Megan Brooke MorganAmeriprise Financial Services, LLCLPL Financial LLC06-20-2017
Donald G. ChastainMcDonald & Hagen Wealth ManagementLPL Financial LLC07-07-2016
Jan Rider PeppersCenter Street Securities, Inc.LPL Financial LLC06-15-2016
Matthew Creel AndersonSynovus Securities, Inc.LPL Financial LLC06-03-2016
Michael Jonathan RobertsCambridge Investment Research, Inc.LPL Financial LLC07-01-2015
Kari Jane EsoPNC InvestmentsLPL Financial LLC04-23-2015
Thomas Raymond GarveyTriad Advisors LLCLPL Financial LLC10-23-2014
Al Fonto Holley Jr.LPL Financial LLCLPL Financial LLC04-23-2014
Kandice Michelle GuptaCetera Financial Specialists LLCLPL Financial LLC05-30-2013
Rance Kevin Morgan Jr.VALIC Financial Advisors, Inc.LPL Financial LLC02-06-2013
Danny Clyde RolloAmeriprise Financial Services, LLCLPL Financial LLC10-21-2011
Patricia Rivera BurrellRaymond James Financial Services, Inc.LPL Financial LLC08-08-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.