Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Billy Edward FosterUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC06-03-2009
Douglas Lou DombeyKestra Investment Services, LLCLPL Financial LLC03-08-2010
John David DoddUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC10-12-2010
Hugh Palmer DukeBrokers International Financial Services, LLC.LPL Financial LLC$1009-09-2011
Jason Rocco NazzaroSagePoint Financial, Inc.LPL Financial LLC10-17-2011
Ted Hideaki InagakiSagePoint Financial, Inc.LPL Financial LLC07-03-2012
Laura Mae ChangUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC03-28-2013
John Anthony MillerUSAA Financial Advisors, Inc.LPL Financial LLC$1006-14-2013
Steven Donald GingerySagePoint Financial, Inc.LPL Financial LLC$10006-25-2013
Steven Mark BinderAmeriprise Financial Services, Inc.LPL Financial LLC06-27-2013
Joseph Gustav YurgecNPB Financial Group, LLCLPL Financial LLC$2509-05-2013
Lisa Marie ZakPrincipal Securities, Inc.LPL Financial LLC06-17-2014
Jason Chunyue WongMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC06-17-2014
Kenneth S HamadaIndependent Financial Group, LLCLPL Financial LLC$2507-11-2014
Jeanne Lynn WolfSagePoint Financial, Inc.LPL Financial LLC$2508-29-2014
Steven SchulteAmeriprise Financial Services, Inc.LPL Financial LLC$5010-17-2014
Daniel Page Misenhimer Jr.Ameriprise Financial Services, Inc.LPL Financial LLC10-17-2014
Lawrence Lynwood DeasonAmeriprise Financial Services, Inc.LPL Financial LLC10-17-2014
Dwight Emil VilhauerSecurities America, Inc.LPL Financial LLC10-27-2014
Karen E.B. EldredgeUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC07-30-2015
Jeremy Edward SharpStewardship FinancialLPL Financial LLC09-10-2015
Hector Luis MoralesBedrock Investment AdvisorsLPL Financial LLC10-05-2015
Jamie Nichole GeraldWells Fargo Clearing Services, LLCLPL Financial LLC11-16-2015
Ryan David WestCUSO Financial Services, L.P.LPL Financial LLC03-14-2016
Howard R. Dal MonteClarity Wealth Management, L.L.C.LPL Financial LLC11-08-2016
Next Page »

Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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