Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Raymond Catipon AbracosaKestra Investment Services, LLCLPL Financial LLC$1,00007-11-2019
Patrick Francis VelascoKestra Investment Services, LLCLPL Financial LLC07-11-2019
Erick Glenn SchenkhuizenPensionmark Securities, LLCLPL Financial LLC$106-20-2019
Johnson Minh HoangLPL Financial LLCLPL Financial LLC$5006-03-2019
Joseph Pierpont MorganCetera Advisor Networks LLCLPL Financial LLC$2504-15-2019
Mohammed Safieddine AyalaU.S. Bancorp Investments, Inc.LPL Financial LLC03-14-2019
George LyCetera Investment Services LLCLPL Financial LLC$1302-25-2019
James Paul NorrisCentaurus Financial, Inc.LPL Financial LLC$5001-15-2019
Joel Patrick ShomakerResources Investment AdvisorsLPL Financial LLC12-04-2018
William Oliver HindsIndependent Financial Group, LLCLPL Financial LLC11-08-2018
Haley Marie HitchmanCommonwealth Financial NetworkLPL Financial LLC$10011-01-2018
Jennifer T GoEdward JonesLPL Financial LLC10-17-2018
David Martin BullockEdward JonesLPL Financial LLC$109-14-2018
Jamie C DavisPrincipal Securities, Inc.LPL Financial LLC$10009-04-2018
Michael David IzbotskyFrom Planning To Living LLCLPL Financial LLC09-04-2018
Ryan Hugh James McgrawSecurities America, Inc.LPL Financial LLC09-04-2018
Alisteir Shane RossHe'e Nalu Investing, Inc.LPL Financial LLC08-31-2018
Justin Michael MauerStrategic Wealth Advisors GroupLPL Financial LLC08-24-2018
Kathryn Jo HackneyCUNA Brokerage Services, Inc.LPL Financial LLC08-24-2018
Theodore LumIndependent Financial Group, LLCLPL Financial LLC$5008-03-2018
Gary George BlomSCF Securities, Inc.LPL Financial LLC$107-26-2018
Kevin W DavisCUSO Financial Services, L.P.LPL Financial LLC07-23-2018
Scott Alexander SmithConscious Investment Services, LLCLPL Financial LLC07-11-2018
Jeffrey David WrightMutual Securities, Inc.LPL Financial LLC06-04-2018
Cao Tri TranCity National Securities, Inc.LPL Financial LLC05-16-2018
Next Page »

Showing 1 to 25 of 575 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.