Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Kennedy Christopher BottRoyal Alliance Associates, Inc.LPL Financial LLC$20009-23-2019
Bill Hastie Haley HitchmanCommonwealth Financial NetworkLPL Financial LLC$22811-01-2018
Sandeep VarmaFSC Securities CorporationLPL Financial LLC$21910-30-2015
Lei Peter ShenIndependent Financial Group, LLCLPL Financial LLC$5001-26-2015
Kelly M MorrisIndependent Financial Group, LLCLPL Financial LLC$6501-20-2015
Lance NelsonCommonwealth Financial NetworkLPL Financial LLC$9210-01-2014
Angelo Talebi Artin BandariRoyal Alliance Associates, Inc.LPL Financial LLC$23011-16-2012
Bryan Chew Michael Takayama Anita Fong-Chao Eugene Hsu Daryl WongCommonwealth Financial NetworkLPL Financial LLC$10007-24-2012
Scott WoodringGirard Securities, Inc.LPL Financial LLC$6012-12-2011
Roy Williams Steve LindenTriad Advisors LLCLPL Financial LLC$55011-14-2011
David BrennerSCF Securities, Inc.LPL Financial LLC$5008-12-2011
Marc BartonInvestors Capital Corp.LPL Financial LLC$2511-16-2010
Sally HarrisStifel, Nicolaus & Company, IncorporatedLPL Financial LLC$4309-25-2018
Floe Financial PartnersWells Fargo Clearing Services, LLCLPL Financial LLC$30006-06-2012
John Sedberry Zachary JonesRaymond JamesLPL Financial LLC$9301-15-2015
Michael A RosenthalRetirement Benefits GroupLPL Financial LLC03-20-2014
John Terry ChipianU.S. Bancorp Investments, Inc.LPL Financial LLC09-14-2020
Linqian ZhaoGlobalink Securities, Inc.LPL Financial LLC09-03-2020
Kale Kh YoungCUSO Financial Services, L.P.LPL Financial LLC$5009-01-2020
Jason Russell WattersReilly Financial AdvisorsLPL Financial LLC08-31-2020
Adnan Hamid HussainCetera Financial Specialists LLCLPL Financial LLC08-25-2020
Jason David BerkKestra Investment Services, LLCLPL Financial LLC08-17-2020
Richard William DutrisacSecurities America, Inc.LPL Financial LLC$9408-14-2020
Lee Christian BashforthSecurities America, Inc.LPL Financial LLC08-14-2020
James Quinn GilmoreSecurities America, Inc.LPL Financial LLC08-14-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.