Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas George DanielKestra Investment Services, LLCLPL Financial LLC02-21-2020
Marcy M. ShipmanCharles Schwab & Co., Inc.LPL Financial LLC12-12-2019
Martin Holtwick WalshBOK Financial Private Wealth, Inc.LPL Financial LLC10-03-2019
Joshua Heinrich PierceThe Leaders Group, Inc.LPL Financial LLC08-22-2019
Sophia Madeleine PhillipsFidelity Brokerage Services LLCLPL Financial LLC08-12-2019
Scott Anthony PrestonIFP Securities, LLCLPL Financial LLC08-05-2019
David Reid Pringle Jr.Pruco Securities, LLC.LPL Financial LLC06-17-2019
Timothy Michael WeishaarGWFS Equities, Inc.LPL Financial LLC06-14-2019
Mark Alan LedsonGWFS Equities, Inc.LPL Financial LLC$1,00006-03-2019
Darin James LordsParkland Securities, LLCLPL Financial LLC02-05-2019
Heidi Marie SchoenbergerCetera Advisor Networks LLCLPL Financial LLC$5010-26-2018
Kimberly Ann GieselerCWM, LLCLPL Financial LLC10-24-2018
Alexa B. BrascettaCWM, LLCLPL Financial LLC10-24-2018
David Glen GranowitzThe Leaders Group, Inc.LPL Financial LLC$5010-11-2018
Grant Simon GlennNoble Wealth PartnersLPL Financial LLC09-24-2018
Lee Francis HurneyGWFS Equities, Inc.LPL Financial LLC$10009-05-2018
Gary Joseph WeirGWFS Equities, Inc.LPL Financial LLC$5008-30-2018
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Craig Anthony DelmanWorld Capital Brokerage, Inc.LPL Financial LLC$1006-08-2018
Teresa Marie HowesSecurities America, Inc.LPL Financial LLC$1006-01-2018
Garrick Scot SasaU.S. Bancorp Investments, Inc.LPL Financial LLC05-22-2018
Desiree Ann SeglerHeirloom Wealth Management LLCLPL Financial LLC05-01-2018
James Sweeney FarmerThe Leaders Group, Inc.LPL Financial LLC01-02-2018
Kenneth Dean CressThe Leaders Group, Inc.LPL Financial LLC01-02-2018
Sean Luigi CoviTrilogy Capital, Inc.LPL Financial LLC$1012-08-2017
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Showing 1 to 25 of 130 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.