Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Scott AkinsAkins Financial, LLCLPL Financial LLC08-09-2016
Brett Daniel BengtsonAmeriprise Financial Services, LLCLPL Financial LLC09-11-2020
Laine Arthur Rinker JrArkenstone Financial, LLCLPL Financial LLC08-05-2011
John Marshall CoulterAspen Financial, Inc.LPL Financial LLC09-23-2015
Gabriel DibildoxBancWest Investment Services, Inc.LPL Financial LLC$5004-29-2016
Martin Holtwick WalshBOK Financial Private Wealth, Inc.LPL Financial LLC10-03-2019
Julie D MartinezBSW Wealth PartnersLPL Financial LLC08-18-2015
Merle Frederick Lynch JrCambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Michael Allyn PoteCambridge Investment Research, Inc.LPL Financial LLC01-02-2015
James Marc PrestonCambridge Investment Research, Inc.LPL Financial LLC04-16-2014
Charles Macdonald Kerr IVCambridge Investment Research, Inc.LPL Financial LLC$2501-17-2013
Heidi Marie SchoenbergerCetera Advisor Networks LLCLPL Financial LLC10-26-2018
Kirby Lee ZellerCetera Advisors LLCLPL Financial LLC$5010-04-2013
Brenda Kay RaffertyCommonwealth Financial NetworkLPL Financial LLC01-18-2017
Matthew Robert LangCommonwealth Financial NetworkLPL Financial LLC$7801-16-2015
Craig Alan ModdelmogCornerstone Wealth Management, Inc.LPL Financial LLC$2504-15-2013
William Francis CassidyCUSO Financial Services, L.P.LPL Financial LLC$5010-11-2016
Scott Robert HerrmannCUSO Financial Services, L.P.LPL Financial LLC04-15-2013
Kimberly Ann GieselerCWM, LLCLPL Financial LLC10-24-2018
Alexa B BrascettaCWM, LLCLPL Financial LLC10-24-2018
Tedi Christina SeitzDestiny Capital Securities CorporationLPL Financial LLC08-02-2018
Thomas Haneman ShanleyDFPG Investments, LLCLPL Financial LLC12-09-2014
Christian Vernon RavstenFoxstone FinancialLPL Financial LLC01-06-2017
Justin Lloyd SoucieG&S Capital LLCLPL Financial LLC05-28-2014
David P GroatG&S Capital LLCLPL Financial LLC$10005-28-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.