Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Scott AkinsAkins Financial, LLCLPL Financial LLC08-09-2016
Laine Arthur Rinker Jr.Arkenstone Financial, LLCLPL Financial LLC08-05-2011
John Marshall CoulterAspen Financial, Inc.LPL Financial LLC09-23-2015
Gabriel DibildoxBancWest Investment Services, Inc.LPL Financial LLC04-29-2016
Julie D MartinezBSW Wealth PartnersLPL Financial LLC08-18-2015
Merle Frederick Lynch Jr.Cambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Michael Allyn PoteCambridge Investment Research, Inc.LPL Financial LLC$1001-02-2015
James Marc PrestonCambridge Investment Research, Inc.LPL Financial LLC04-16-2014
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
Beth Vivian WalkerCetera Advisor Networks LLCLPL Financial LLC$5008-26-2019
Jeffrey C. JohnsonCetera Advisors LLCLPL Financial LLC02-18-2014
Randy Lee RoeslerCetera Advisors LLCLPL Financial LLC04-12-2013
Michael Glen NielsonCetera Advisors LLCLPL Financial LLC$2508-22-2012
Robert Joseph UnderkoflerCetera Advisors LLCLPL Financial LLC$2506-14-2012
Craig Alan ModdelmogCornerstone Wealth Management, Inc.LPL Financial LLC04-15-2013
William Francis CassidyCUSO Financial Services, L.P.LPL Financial LLC10-11-2016
Scott Robert HerrmannCUSO Financial Services, L.P.LPL Financial LLC$5004-15-2013
Kimberly Ann GieselerCWM, LLCLPL Financial LLC10-24-2018
Thomas Haneman ShanleyDFPG Investments, Inc.LPL Financial LLC12-09-2014
Jason Mark KurtzEdward JonesLPL Financial LLC07-24-2018
Roger M SmithFirst Allied Securities, Inc.LPL Financial LLC$5007-07-2017
Christian Vernon RavstenFoxstone FinancialLPL Financial LLC01-06-2017
James Lee YoungGeneos Wealth Management, Inc.LPL Financial LLC$2508-28-2015
Joni DorrisGeneos Wealth Management, Inc.LPL Financial LLC09-23-2014
Joseph David LealGeneos Wealth Management, Inc.LPL Financial LLC09-19-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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