Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Charles StefaniakPinnacle Wealth Management, Inc.LPL Financial LLC01-12-1999
Shawna Denise BonnerVoya Financial Advisors, Inc.LPL Financial LLC01-02-2009
Patricia Ellyn MurrayCambridge Investment Research, Inc.LPL Financial LLC05-01-2009
Laine Arthur Rinker Jr.Arkenstone Financial, LLCLPL Financial LLC08-05-2011
Gail Bernice HansenPinnacle Wealth Management, Inc.LPL Financial LLC09-21-2011
Walter Ray LasleyNTB Financial CorporationLPL Financial LLC01-06-2012
Mickey Joseph GuidryGeneos Wealth Management, Inc.LPL Financial LLC$5004-27-2012
Robert Joseph UnderkoflerCetera Advisors LLCLPL Financial LLC$2506-14-2012
Michael Glen NielsonCetera Advisors LLCLPL Financial LLC$2508-22-2012
Randy Lee RoeslerCetera Advisors LLCLPL Financial LLC04-12-2013
Scott Robert HerrmannCUSO Financial Services, L.P.LPL Financial LLC$5004-15-2013
Craig Alan ModdelmogCornerstone Wealth Management, Inc.LPL Financial LLC04-15-2013
Tonya Ann ModdelmogPrivate Client Services, LLCLPL Financial LLC04-15-2013
Stephen Theodore GladstoneGladstone Financial LLCLPL Financial LLC05-09-2013
Steven Scott GoodellWells Fargo Clearing Services, LLCLPL Financial LLC02-12-2014
Jeffrey C. JohnsonCetera Advisors LLCLPL Financial LLC02-18-2014
James Marc PrestonCambridge Investment Research, Inc.LPL Financial LLC04-16-2014
Erik Anders LarsenTriad Advisors LLCLPL Financial LLC07-22-2014
Joseph David LealGeneos Wealth Management, Inc.LPL Financial LLC09-19-2014
Bradley W. GomerGeneos Wealth Management, Inc.LPL Financial LLC09-19-2014
Joni DorrisGeneos Wealth Management, Inc.LPL Financial LLC09-23-2014
Thomas Haneman ShanleyDFPG Investments, Inc.LPL Financial LLC12-09-2014
Michael Allyn PoteCambridge Investment Research, Inc.LPL Financial LLC$1001-02-2015
Eileen Mary KimU.S. Bancorp Investments, Inc.LPL Financial LLC05-18-2015
Julie D MartinezBSW Wealth PartnersLPL Financial LLC08-18-2015
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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