Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
George A. KlebartSantander Securities LLCLPL Financial LLC03-11-2020
Jason Michael GiordanoInfinex Investments, Inc.LPL Financial LLC03-06-2020
Walter Frank Squires Jr.Infinex Investments, Inc.LPL Financial LLC02-21-2020
Christopher GrecoWells Fargo Clearing Services, LLCLPL Financial LLC01-31-2020
John Anthony JohnsonInfinex Investments, Inc.LPL Financial LLC01-08-2020
Michael AlexanderCommonwealth Financial NetworkLPL Financial LLC$5012-02-2019
John Stephen BeloinJanney Montgomery Scott LLCLPL Financial LLC11-21-2019
Sophie Sobczynski StevensRaymond James Financial Services, Inc.LPL Financial LLC$5010-11-2019
William Naldo RodriguezBriggs Wealth Management, Inc.LPL Financial LLC09-05-2019
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
Richard Donald SklenkaJ.P. Morgan Securities LLCLPL Financial LLC07-20-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
Bichop Joseph NawrotConnecticut Wealth Management, LLCLPL Financial LLC06-11-2019
Claudia June Jacques-SotoConnecticut Wealth Management, LLCLPL Financial LLC06-11-2019
Catherine Marie AndradeJanney Montgomery Scott LLCLPL Financial LLC05-07-2019
Adam Rean BohlenInfinex Investments, Inc.LPL Financial LLC04-22-2019
Thomas Wayne MoranInfinex Investments, Inc.LPL Financial LLC$10003-08-2019
Jessica Lynn CafassoInfinex Investments, Inc.LPL Financial LLC03-08-2019
Michael John GulishCommonwealth Financial NetworkLPL Financial LLC$5002-27-2019
John Joseph ZaprzalkaCommonwealth Financial NetworkLPL Financial LLC02-27-2019
John Louis WonnebergerCommonwealth Financial NetworkLPL Financial LLC$1,00002-27-2019
Daniel Joseph CainCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Michael E MessinaCommonwealth Financial NetworkLPL Financial LLC02-27-2019
Kenneth John McManusSecurities America, Inc.LPL Financial LLC12-21-2018
Scott Edward FluetSecurities America, Inc.LPL Financial LLC12-21-2018
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Showing 1 to 25 of 129 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.