Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Dominic Dayer WildRoyal Alliance Associates, Inc.LPL Financial LLC07-22-2019
Janice Regina BoothCommonwealth Financial NetworkLPL Financial LLC07-18-2019
William Frederick WarnerSentinel Asset Management, LLCLPL Financial LLC06-18-2019
Scott Edward FluetSecurities America, Inc.LPL Financial LLC12-21-2018
William George DobbinsIndependent Financial Group, LLCLPL Financial LLC$1011-15-2018
Malcolm David DebaySecurities America, Inc.LPL Financial LLC08-17-2018
Thomas Joseph CurtinCUNA Brokerage Services, Inc.LPL Financial LLC07-10-2018
Angela Marie ZiogasKestra Investment Services, LLCLPL Financial LLC12-14-2017
David John WallachSecurities America, Inc.LPL Financial LLC12-19-2016
Victor Alexander JosephWells Fargo Clearing Services, LLCLPL Financial LLC10-06-2016
Louis Joseph CzerwinskiVoya Financial Advisors, Inc.LPL Financial LLC10-03-2016
Joanne Helen La RocqueKey Investment Services LLCLPL Financial LLC09-21-2016
Ping WangKey Investment Services LLCLPL Financial LLC09-21-2016
Timothy R GolasSpurstone Executive Wealth SolutionsLPL Financial LLC08-19-2016
Theodore Martin DegrootSpurstone Executive Wealth SolutionsLPL Financial LLC07-25-2016
Michelle Ann HobartCitizens Securities, Inc.LPL Financial LLC06-21-2016
Jason Miles ApruzzeseInfinex Investments, Inc.LPL Financial LLC04-11-2016
Heather Michelle BrissetteWells Fargo Clearing Services, LLCLPL Financial LLC04-06-2016
Justin RodriguesInfinex Investments, Inc.LPL Financial LLC01-14-2016
Marcus Anders HebelerCetera Advisors LLCLPL Financial LLC01-05-2016
Norman Alexander CotteleerAmeriprise Financial Services, Inc.LPL Financial LLC12-08-2015
Dwight Anthony WildmanJ.P. Morgan Securities LLCLPL Financial LLC08-11-2015
Zachary L. DanielsInvestacorp, Inc.LPL Financial LLC08-06-2015
Paul G KottageMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$1006-11-2015
John Ryuichi UyekiInfinex Investments, Inc.LPL Financial LLC06-05-2015
Next Page »

Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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