Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin James SerciaJ.P. Morgan Securities LLCLPL Financial LLC08-12-2020
Kevin J. SerciaJ.P. Morgan Securities LLCLPL Financial LLC08-12-2020
Eric Thomas LingNational Securities CorporationLPL Financial LLC$1,00004-09-2020
Anthony Humberto MoasMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC02-20-2020
Andrew James WynterFidelity Brokerage Services LLCLPL Financial LLC01-30-2020
Michael Joseph RiccioInvestacorp, Inc.LPL Financial LLC01-24-2020
Jeffrey Guy LabelleKovack Advisors, Inc.LPL Financial LLC01-03-2020
Lucy Kelley CornelisonAmeriprise Financial Services, LLCLPL Financial LLC12-26-2019
Allan Joseph HaupertKovack Securities Inc.LPL Financial LLC$2512-16-2019
Jeffrey Brian GolubeffJ.W. Cole Financial, Inc.LPL Financial LLC12-16-2019
Cecil Allen RossInternational Assets Advisory, LLCLPL Financial LLC12-13-2019
Dalton Robert GarrisonCetera Advisor Networks LLCLPL Financial LLC12-13-2019
Cesar Emilio OlivaresInternational Assets Advisory, LLCLPL Financial LLC$10012-03-2019
Brian Patrick KentCUSO Financial Services, L.P.LPL Financial LLC11-18-2019
Luis HernandezJ.P. Morgan Securities LLCLPL Financial LLC11-05-2019
Christopher Allen KrogerSynovus Securities, Inc.LPL Financial LLC10-28-2019
Jeremy Monroe SicklesIndependent Financial PartnersLPL Financial LLC$2510-25-2019
Dennis Dean SeibertAmeriprise Financial Services, LLCLPL Financial LLC$2510-21-2019
David M. SharpCalton & Associates, Inc.LPL Financial LLC10-14-2019
Howard BrownCetera Investment Services LLCLPL Financial LLC$2510-04-2019
Chari Elizabeth RigbyStifel, Nicolaus & Company, IncorporatedLPL Financial LLC09-25-2019
Tyler CoeLPL Financial LLCLPL Financial LLC09-18-2019
Michael Scott McCranieAmeriprise Financial Services, LLCLPL Financial LLC09-16-2019
Tyler Wade StephenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-27-2019
Fabrizio Gerardo SanchezSynovus Securities, Inc.LPL Financial LLC$5008-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.