Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Francis FitzsimmonsSummit Brokerage Services, Inc.LPL Financial LLC04-01-2009
Michael Charles ShutowickSummit Brokerage Services, Inc.LPL Financial LLC04-01-2009
Michael Alexander BoudreauxEdward JonesLPL Financial LLC05-01-2009
Lee David SimmondsKovack Securities Inc.LPL Financial LLC06-16-2009
John Emery DonderoFSC Securities CorporationLPL Financial LLC$1006-18-2009
John Andrew DunwoodySummit Brokerage Services, Inc.LPL Financial LLC02-18-2010
Gary Blayde DavisAmerican Portfolios Financial Services, Inc.LPL Financial LLC$1003-09-2010
Jennifer Suzette FrickMoney Concepts Capital CorpLPL Financial LLC04-14-2010
Todd AdelsteinJ.P. Morgan Securities LLCLPL Financial LLC06-29-2010
Robert Lee EnglandAsset Wealth Advisors, LLCLPL Financial LLC08-23-2010
Wayne Scott DictorRaymond James Financial Services, Inc.LPL Financial LLC$10009-17-2010
Dwight Travis PhilipLincoln Financial Securities CorporationLPL Financial LLC10-18-2010
Mark Anthony SolisInvestacorp, Inc.LPL Financial LLC12-08-2010
Denisse Ximena O'DonnellWells Fargo Clearing Services, LLCLPL Financial LLC03-24-2011
Sylvia Marcela Linares-WilliamsProEquities, Inc.LPL Financial LLC$1006-06-2011
Peter Jesus SagorskiJ.W. Cole Financial, Inc.LPL Financial LLC$10008-19-2011
Heather Elizabeth HayesUBS Financial Services Inc.LPL Financial LLC$5011-10-2011
Keith Thomas FoleyPNC InvestmentsLPL Financial LLC03-09-2012
Roberto Ramiro PenaHSBC Securities (USA) Inc.LPL Financial LLC03-09-2012
Jeffrey Thomas YoungKovack Securities Inc.LPL Financial LLC04-10-2012
Thomas James YoungKovack Securities Inc.LPL Financial LLC04-10-2012
Robert Maury EastmannCetera Advisors LLCLPL Financial LLC$5005-04-2012
William John Grimes Jr.Citigroup Global Markets Inc.LPL Financial LLC07-02-2012
Roberto TorresCitigroup Global Markets Inc.LPL Financial LLC$15008-16-2012
Mario Joseph BasiloneAXA Advisors, LLCLPL Financial LLC09-14-2012
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Showing 1 to 25 of 142 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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