Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Scott StallingsKestra Investment Services, LLCLPL Financial LLC08-06-2019
Christopher Scott StallingsKestra Investment Services, LLCLPL Financial LLC08-06-2019
James Augustus Bowers IIIBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC08-05-2019
Samuel Thomas Madaris Jr.IFP Securities, LLCLPL Financial LLC05-23-2019
Nicholas MarranoIFP Securities, LLCLPL Financial LLC05-23-2019
Gary Tinsley WeldenIFP Securities, LLCLPL Financial LLC$1,00005-22-2019
Martin Phillip HalbergIFP Securities, LLCLPL Financial LLC05-22-2019
William Jason YostIFP Securities, LLCLPL Financial LLC05-22-2019
Thomas D. LewisCetera Investment Services LLCLPL Financial LLC$5004-01-2019
Michael Aldrich HarperEdward JonesLPL Financial LLC11-30-2018
Howard French Daugherty Jr.Synovus Securities, Inc.LPL Financial LLC$2510-29-2018
Angela Rene RehkopGeneos Wealth Management, Inc.LPL Financial LLC$17107-24-2018
Katrina Bowers FalkeFortis Group Advisors LLCLPL Financial LLC03-01-2018
Jason Lee HesterWells Fargo Clearing Services, LLCLPL Financial LLC05-22-2017
Thomas Steven BarnesIFG Advisory, LLCLPL Financial LLC05-02-2017
Matthew Ryan GoyenCannon Securities, Inc.LPL Financial LLC03-01-2017
Jeffrey C. MorrisCPA Allies, LLCLPL Financial LLC01-30-2017
Brian Jaromir MarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-23-2016
Lindsey M. Cook DossRaymond James & Associates, Inc.LPL Financial LLC10-12-2016
Ray Lynes McKinney Jr.Synovus Securities, Inc.LPL Financial LLC09-16-2016
Michael Glen FieldsPark Avenue Securities LLCLPL Financial LLC$2508-05-2016
William Tate O'GwinAmeriprise Financial Services, Inc.LPL Financial LLC$1807-22-2016
Jack Matthew CayceKalos Capital, Inc.LPL Financial LLC05-16-2016
Allen Paul Petway Jr.Raymond James Financial Services, Inc.LPL Financial LLC$10001-15-2016
Richard Hampton YoungThe Strategic Financial Alliance, Inc.LPL Financial LLC$2501-15-2016
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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