Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Peter MaugeriCetera Financial Specialists LLCLPL Financial LLC11-01-2010
Terry D. HoltsclawFSC Securities CorporationLPL Financial LLC04-18-2011
David C. GuillebeauWells Fargo Clearing Services, LLCLPL Financial LLC08-15-2011
Terry Bradley WellsTriad Advisors LLCLPL Financial LLC09-15-2011
Aaron Cornelius MabonCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Summer Parmer DealCommonwealth Financial NetworkLPL Financial LLC11-15-2012
Jacqueline Gallagher ListerMorgan StanleyLPL Financial LLC07-19-2013
Roy LarsenLarsen Wealth Management, LLCLPL Financial LLC11-12-2013
Shaun C. AycockWells Fargo Clearing Services, LLCLPL Financial LLC05-02-2014
Donald Lee McDonaldTriad Advisors LLCLPL Financial LLC10-07-2014
Matthew J. StephensTriad Hybrid Solutions, LLCLPL Financial LLC11-17-2014
Randall A. SchrimsherIFS SecuritiesLPL Financial LLC12-24-2014
Ralph Joseph Lancaster Jr.Cambridge Investment Research, Inc.LPL Financial LLC$2501-23-2015
Rosemarie Lynette Laughter, Miller Talley Jones IIICommonwealth Financial NetworkLPL Financial LLC$5010-22-2015
Philip G. O'QuinFSC Securities CorporationLPL Financial LLC10-30-2015
John Callaway HalliburtonKalos Capital, Inc.LPL Financial LLC11-30-2015
Jessica Michelle HolteNorthwestern Mutual Investment Services, LLCLPL Financial LLC12-22-2015
Allen Paul Petway Jr.Raymond James Financial Services, Inc.LPL Financial LLC$10001-15-2016
Richard Hampton YoungThe Strategic Financial Alliance, Inc.LPL Financial LLC$2501-15-2016
Jack Matthew CayceKalos Capital, Inc.LPL Financial LLC05-16-2016
William Tate O'GwinAmeriprise Financial Services, Inc.LPL Financial LLC$1807-22-2016
Michael Glen FieldsPark Avenue Securities LLCLPL Financial LLC$2508-05-2016
Ray Lynes McKinney Jr.Synovus Securities, Inc.LPL Financial LLC09-16-2016
Lindsey M. Cook DossRaymond James & Associates, Inc.LPL Financial LLC10-12-2016
Brian Jaromir MarekMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC12-23-2016
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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