Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grant Rikio YamaguchiSummit Brokerage Services, Inc.LPL Financial LLC03-18-2019
Ruth H. WattsCetera Investment Services LLCLPL Financial LLC08-10-2018
Jason Scott WilliamsCetera Investment Services LLCLPL Financial LLC$10006-18-2018
Jerry Bruce AndersonSecurities America, Inc.LPL Financial LLC$25004-04-2018
Alan Masaro LeeCetera Investment Services LLCLPL Financial LLC$50002-27-2018
Michael Y. HatchellCetera Investment Services LLCLPL Financial LLC01-19-2018
Kyle Hank WoodsEdward JonesLPL Financial LLC12-21-2017
Bradford Thomas TomIndependent Financial Group, LLCLPL Financial LLC$82008-23-2017
Andrew David LangCetera Investment Services LLCLPL Financial LLC05-22-2017
Kyle Katsumi KagimotoCetera Investment Services LLCLPL Financial LLC$10004-18-2017
Jay Carter GreenCetera Investment Services LLCLPL Financial LLC$20004-18-2017
Carmen Iok Sim IaoCetera Investment Services LLCLPL Financial LLC$25004-18-2017
Tracey L S LyumCetera Investment Services LLCLPL Financial LLC$25004-18-2017
Natalia Vladimirovna PetersCetera Investment Services LLCLPL Financial LLC$25004-18-2017
Jeremy Stuart BaderCetera Investment Services LLCLPL Financial LLC$25004-18-2017
David Gee Wai HoCetera Investment Services LLCLPL Financial LLC04-18-2017
Kenneth Jouji KirtonCetera Investment Services LLCLPL Financial LLC04-18-2017
Shawn Patrick GormleyCetera Investment Services LLCLPL Financial LLC04-18-2017
Rikiann Shizuyo ChowCetera Investment Services LLCLPL Financial LLC04-18-2017
Kanani Halaki MiyahiraCetera Investment Services LLCLPL Financial LLC04-18-2017
Seitoku TakahashiCetera Investment Services LLCLPL Financial LLC04-18-2017
Edward Jerome Walawender IIICetera Investment Services LLCLPL Financial LLC04-18-2017
Enock Neves FreireCetera Investment Services LLCLPL Financial LLC04-18-2017
Joseph Allan Chee Jr.Cetera Investment Services LLCLPL Financial LLC04-18-2017
Rie ShojiCetera Investment Services LLCLPL Financial LLC04-18-2017
Next Page »

Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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