Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan R. BateyCUNA Brokerage Services, Inc.LPL Financial LLC$50011-13-2019
Louise Dorothy HoltzBFC Planning, Inc.LPL Financial LLC07-23-2019
John Robert Ressler Sr.SagePoint Financial, Inc.LPL Financial LLC$50007-08-2019
Martin Leslie RappFBL Marketing Services, LLCLPL Financial LLC$10006-25-2019
Thomas Edward StrickerAmeriprise Financial Services, Inc.LPL Financial LLC$10006-04-2019
Nicolaas Pieter Doelman Jr.Kestra Investment Services, LLCLPL Financial LLC$10005-21-2019
Kevin Todd GobbleBerthel, Fisher & Company Financial Services, Inc.LPL Financial LLC04-18-2019
John A Denny Jr.FBL Marketing Services, LLCLPL Financial LLC$25003-13-2019
Tim Craig ViohlU.S. Bancorp Investments, Inc.LPL Financial LLC12-04-2018
Jeff Johnston,Brock RennerCambridge Investment ResearchLPL Financial LLC$52010-18-2018
Elizabeth Anne GlaserIowa Wealth Management, LLCLPL Financial LLC08-27-2018
Matthew Robert FrommAusdal Financial Partners, Inc.LPL Financial LLC$50006-28-2018
Charles Wayne WeberCWM, LLCLPL Financial LLC04-30-2018
Russell Gerard NielandCWM, LLCLPL Financial LLC04-30-2018
Michael Emmett ScherrmanAdvantage Investment Management, LLCLPL Financial LLC04-19-2018
Christina Catherine JusticeL.M. Kohn & CompanyLPL Financial LLC$50004-09-2018
Rae Irene DuganAmeriprise Financial Services, Inc.LPL Financial LLC02-06-2018
John Joseph NielsenVisionPoint Advisory GroupLPL Financial LLC01-03-2018
Adam M. JonesCUNA Brokerage Services, Inc.LPL Financial LLC12-05-2017
Deanne Renee MonsonNorthwestern Mutual Investment Services, LLCLPL Financial LLC10-19-2017
Scott B. WirtzL.M. Kohn & CompanyLPL Financial LLC$15009-15-2017
Wayne Robert WorthingtonPrivate Advisor Group, LLCLPL Financial LLC08-08-2017
Karin Ann EshelmanPrincipal Securities, Inc.LPL Financial LLC05-02-2017
Kenneth Harold WallHawkins Wealth ManagementLPL Financial LLC03-20-2017
Robert Raymond LentzSecurian Financial Services, Inc.LPL Financial LLC$10011-22-2016
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Showing 1 to 25 of 117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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