Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Wall OchoaAmeriprise Financial Services, LLCLPL Financial LLC$2506-28-2019
Robert Wayne GloverAmeriprise Financial Services, LLCLPL Financial LLC$2003-29-2017
Albert W. KimAmeriprise Financial Services, LLCLPL Financial LLC01-15-2014
Danielle Mae VandehaarArete Wealth Advisors, LLCLPL Financial LLC08-24-2012
Jason Lee RobertsAssociated Investment Services, Inc.LPL Financial LLC04-01-2014
Kelly Lyn TischartAssociated Investment Services, Inc.LPL Financial LLC03-01-2012
Michael Robert CecereAusdal Financial Partners, Inc.LPL Financial LLC$2502-05-2019
Kenneth John FerrantinoAusdal Financial Partners, Inc.LPL Financial LLC$1002-18-2016
Larry Wayne JohnsonAusdal Financial Partners, Inc.LPL Financial LLC$5002-17-2015
Richard Louis PaegelowAusdal Financial Partners, Inc.LPL Financial LLC07-09-2010
Brian Reilly PlainAusdal Financial Partners, Inc.LPL Financial LLC06-30-2010
Andrew George PalomoAusdal Financial Partners, Inc.LPL Financial LLC06-30-2010
Gregory Lawrence BrunoAusdal Financial Partners, Inc.LPL Financial LLC05-14-2010
Mark BrownAusdal Financial Partners, Inc.LPL Financial LLC$2505-14-2010
Richard James BatlinerAusdal Financial Partners, Inc.LPL Financial LLC03-01-2010
Kenneth Bryan GilbertsenAusdal Financial Partners, Inc.LPL Financial LLC$2501-01-2010
James Robert CorriganAusdal Financial Partners, Inc.LPL Financial LLC$5001-01-2010
William George MetzlerAusdal Financial Partners, Inc.LPL Financial LLC$2501-01-2010
Gordon Franklin CooperAusdal Financial Partners, Inc.LPL Financial LLC12-02-2009
Barrie Jerome RobinsAusdal Financial Partners, Inc.LPL Financial LLC11-18-2009
Diana Jean AllenAusdal Financial Partners, Inc.LPL Financial LLC11-09-2009
Arthur John Pedgrift IIIAusdal Financial Partners, Inc.LPL Financial LLC$1009-25-2009
Gerald Thomas McCulloughAusdal Financial Partners, Inc.LPL Financial LLC09-16-2009
Kolin Joseph O'BrienAXA Advisors, LLCLPL Financial LLC09-15-2017
Randall Eugene ObrienAXA Advisors, LLCLPL Financial LLC03-16-2012
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Showing 1 to 25 of 205 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.