Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Andrew WagnerWagner Wealth Management LLCLPL Financial LLC06-07-2010
Brian R. WerthCambridge Investment Research, Inc.LPL Financial LLC$10007-01-2010
Nicholas Herb ScheumannHefty Wealth PartnersLPL Financial LLC07-26-2010
Brian Rodney LacherPFS Investments Inc.LPL Financial LLC09-07-2010
James Howie RobinsonCharter Advisory CorporationLPL Financial LLC09-08-2010
David Andrew LaughlinInvestment Professionals, Inc.LPL Financial LLC$10012-14-2010
Carson Michael ShadowenSBC Wealth ManagementLPL Financial LLC01-11-2011
Mark Owen VandeveldeHefty Wealth PartnersLPL Financial LLC03-02-2011
Michael Anthony TavelCharter Advisory CorporationLPL Financial LLC06-03-2011
John William MckissickFifth Third Securities, Inc.LPL Financial LLC$25008-29-2011
Jeffrey Carl BinkleyBinkley Wealth Management Group LLCLPL Financial LLC09-27-2011
Alyce Faith ZollmanJ.J.B. Hilliard, W.L. Lyons, LLCLPL Financial LLC$10010-25-2011
Sandra Kay AullNYLIFE Securities LLCLPL Financial LLC11-10-2011
Timothy McKenna, Brian L. Smith, Timothy J. McKenna Jr., Bryan LavermanProequitiesLPL Financial LLC$15512-01-2011
Dean M. WellsLiberty Partners Financial Services, LLCLPL Financial LLC$10012-12-2011
Mark Andrew NicholsonAmeriprise Financial Services, Inc.LPL Financial LLC$10004-18-2012
Paul Mathew GerardChase Investment Services Corp.LPL Financial LLC05-01-2012
Michael Paul MurrayWaddell & ReedLPL Financial LLC$50005-10-2012
Phillip Patrick WilliamsMorgan StanleyLPL Financial LLC05-21-2012
Kelly S. CavanaughAllstate Financial Services, LLCLPL Financial LLC04-22-2013
Kevin Jay GrantCambridge Investment Research, Inc.LPL Financial LLC$10005-01-2013
Darwin Joseph LindseyDillon Wealth ManagementLPL Financial LLC05-23-2013
Joshua David ZorgerRaymond James Financial Services, Inc.LPL Financial LLC$10009-27-2013
Tyler Edward SmithFifth Third Securities, Inc.LPL Financial LLC$10010-08-2013
Bradley Allen DillonCWM, LLCLPL Financial LLC10-09-2013
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Showing 1 to 25 of 93 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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