Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Michael FeickState Farm VP Management Corp.LPL Financial LLC12-18-2019
Andrew David RogersLegacy Financial Strategies, LLCLPL Financial LLC11-06-2019
Rodney Brian SmithIndependent Financial Group, LLCLPL Financial LLC04-17-2019
Larry Edward JonesResources Investment AdvisorsLPL Financial LLC12-05-2018
Darren J. BurkeResources Investment AdvisorsLPL Financial LLC12-03-2018
David Tyler MoreheadResources Investment AdvisorsLPL Financial LLC12-03-2018
Evan Daniel KressResources Investment AdvisorsLPL Financial LLC12-03-2018
Daniel R. CasellaResources Investment AdvisorsLPL Financial LLC09-21-2018
Allie C. RiveraResources Investment AdvisorsLPL Financial LLC09-19-2018
Sarah J. CorcoranAvantax Investment Services, Inc.LPL Financial LLC08-27-2018
Barbara Darlene BrewerAXA Advisors, LLCLPL Financial LLC08-06-2018
John J. ErnyInfinex Investments, Inc.LPL Financial LLC05-02-2018
Ryan P. KaszyckiCreative PlanningLPL Financial LLC09-14-2017
Ann Cheryl FrigonCetera Advisor Networks LLCLPL Financial LLC08-28-2017
Anna C BerezowCreative PlanningLPL Financial LLC07-14-2017
Billie Marie FabregatINVEST Financial CorporationLPL Financial LLC06-29-2017
Christopher M. BeesleyCreative PlanningLPL Financial LLC05-02-2017
Jack Duncan McInnes IVM Holdings Securities, Inc.LPL Financial LLC04-10-2017
Kevin Edward CarrTriad Advisors LLCLPL Financial LLC02-28-2017
Mark Allan ZydloTriad Advisors LLCLPL Financial LLC02-16-2017
Thomas Erwin MunkerClient One Securities LLCLPL Financial LLC12-23-2015
Michael Tobias GoostreeCommonwealth Financial NetworkLPL Financial LLC12-16-2015
Mircea Cristian SauciucMorgan StanleyLPL Financial LLC10-27-2015
Leslie L MorrisCambridge Investment Research, Inc.LPL Financial LLC09-21-2015
Matthew J ThiessenCambridge Investment Research, Inc.LPL Financial LLC09-21-2015
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Showing 1 to 25 of 66 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.