Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Judy Lynn MorrisonIFP Securities, LLCLPL Financial LLC09-16-2020
Scott Anthony SellsIFP Securities, LLCLPL Financial LLC10-25-2019
Adam ODell CoopIndependent Financial PartnersLPL Financial LLC$5010-25-2019
Evan Andrew ThurmondIndependent Financial PartnersLPL Financial LLC$5010-25-2019
Jeremy Monroe SicklesIndependent Financial PartnersLPL Financial LLC10-25-2019
John Bryan FinkboneMorgan StanleyLPL Financial LLC$5007-31-2019
Michael Francis ConnollyIFP Securities, LLCLPL Financial LLC05-22-2019
Marc E SanbornARGI Investment Services, LLCLPL Financial LLC$2503-28-2019
Michael W HobbsKeystone Financial Group, LLCLPL Financial LLC01-30-2019
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC$1,00012-13-2018
Douglas Scott ObradovichCalton & Associates, Inc.LPL Financial LLC12-04-2018
Jason B DavisBB&T Securities, LLCLPL Financial LLC09-18-2018
William George MeyerCambridge Investment Research, Inc.LPL Financial LLC$10012-01-2017
Raymond G StrothmanCambridge Investment Research, Inc.LPL Financial LLC12-01-2017
William George CarrollCambridge Investment Research, Inc.LPL Financial LLC12-01-2017
Nathan W RainboltFifth Third Securities, Inc.LPL Financial LLC$2511-30-2017
Angela Beth ZachmanKPP Advisory Services LLCLPL Financial LLC10-09-2017
Jeannie Hawthorne SamdaniKPP Advisory Services LLCLPL Financial LLC10-09-2017
David Campbell BuggKPP Advisory Services LLCLPL Financial LLC$2510-05-2017
Michael Jordan MccullochKPP Advisory Services LLCLPL Financial LLC10-05-2017
Eric Robert PooleKPP Advisory Services LLCLPL Financial LLC$1010-05-2017
James H Owen IIOwen LaRue Financial GroupLPL Financial LLC09-18-2017
Justin Blake BeaversFinancial Engines Advisors L.L.C.LPL Financial LLC08-15-2017
Michael Chase CaudillCambridge Investment Research, Inc.LPL Financial LLC05-11-2017
Donald Stephen WoodsThurston Springer FinancialLPL Financial LLC12-22-2016
Next Page »

Showing 1 to 25 of 48 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.