Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Garrett Lee HeadleyIFP Securities, LLCLPL Financial LLC05-23-2019
John David DavisIFP Securities, LLCLPL Financial LLC05-22-2019
Thomas Allen Douglas Jr.IFP Securities, LLCLPL Financial LLC05-22-2019
Michael W. HobbsKeystone Financial Group, LLCLPL Financial LLC01-30-2019
Christopher Neil WatkinsSilver Oak Securities, IncorporatedLPL Financial LLC12-13-2018
Jason B. DavisBB&T Securities, LLCLPL Financial LLC$5009-18-2018
William George MeyerCambridge Investment Research, Inc.LPL Financial LLC$1012-01-2017
Nathan W. RainboltFifth Third Securities, Inc.LPL Financial LLC$10011-30-2017
Rodney Charles BrooksFirst Allied Securities, Inc.LPL Financial LLC10-27-2017
Angela Beth ZachmanKPP Advisory Services LLCLPL Financial LLC10-09-2017
Jeannie Hawthorne SamdaniKPP Advisory Services LLCLPL Financial LLC10-09-2017
David Campbell BuggKPP Advisory Services LLCLPL Financial LLC10-05-2017
Michael Jordan McCullochKPP Advisory Services LLCLPL Financial LLC10-05-2017
James H. Owen IIOwen LaRue Financial GroupLPL Financial LLC09-18-2017
Justin Blake BeaversFinancial Engines Advisors L.L.C.LPL Financial LLC08-15-2017
Michael Chase CaudillCambridge Investment Research, Inc.LPL Financial LLC05-11-2017
Charles William Dobbins IIIParkland Securities, LLCLPL Financial LLC02-01-2017
Patrick Lucas HancockRaymond James & Associates, Inc.LPL Financial LLC05-26-2016
James Jerome SmithVoya Financial Advisors, Inc.LPL Financial LLC09-28-2015
Kimble Milton JohnsonCentaurus Financial, Inc.LPL Financial LLC08-31-2015
Wendy Ann KesterUBS Financial Services Inc.LPL Financial LLC08-19-2015
Daniel Joseph KleinLockshield Partners, Inc.LPL Financial LLC05-29-2015
Mark Stephen HansonSA Stone Wealth Management Inc.LPL Financial LLC10-01-2014
Mohua DasCrimson Oak Wealth Management, LLCLPL Financial LLC06-12-2014
Brant Thomas MayPNC InvestmentsLPL Financial LLC04-22-2014
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Showing 1 to 25 of 33 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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