Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Patricia Rae WynneNatcity Investments, Inc.LPL Financial LLC$10005-01-2009
Michael Lee JonesU.S. Wealth ManagementLPL Financial LLC06-12-2009
Thomas Mcelroy Jarboe Jr.MML Investors Services, LLCLPL Financial LLC09-22-2009
John Valentine Boardman IIIAPW Capital, Inc.LPL Financial LLC$10003-15-2010
Diana Sue ThomasonIntercarolina Financial Services, Inc.LPL Financial LLC$10004-14-2010
Timothy Lane WilliamsAvantax Investment Services, Inc.LPL Financial LLC$10006-17-2010
Warren Edwin WidmayerInvestment Research Advisory CorporationLPL Financial LLC10-25-2010
Edward Joseph Bosch Jr.Independent Financial PartnersLPL Financial LLC01-05-2011
Mark James DickmanIndependent Financial PartnersLPL Financial LLC03-01-2011
Michael Scott RhinehimerIndependent Financial PartnersLPL Financial LLC04-04-2011
Josh Keith AckermanWilson Financial Services Inc.LPL Financial LLC05-19-2011
Gerard Joseph KohlerG J Kohler Investment Advisors, LLCLPL Financial LLC11-09-2011
Ashley Powell HembreeG J Kohler Investment Advisors, LLCLPL Financial LLC11-09-2011
Thomas Christopher DillonIndependent Financial PartnersLPL Financial LLC12-14-2011
Craig Allan MiddendorfIndependent Financial PartnersLPL Financial LLC01-03-2012
David B Panko IIIIndependent Financial PartnersLPL Financial LLC01-03-2012
James Eric MullinsWFG Investments, Inc.LPL Financial LLC$10006-28-2012
David Brian ShortWFG Investments, Inc.LPL Financial LLC$50006-28-2012
Kevin Brian CollinsPrivate Client Services, LLCLPL Financial LLC04-24-2013
Jerry Thomas MayesMoney Concepts Capital CorpLPL Financial LLC$25008-01-2013
Michael D PierceIndependent Financial PartnersLPL Financial LLC08-29-2013
Darla Jane CarterIndependent Financial PartnersLPL Financial LLC08-29-2013
Gregory M TurcotteLPL Financial LLCLPL Financial LLC09-11-2013
Angela Jo McMainAmeriprise Financial Services, Inc.LPL Financial LLC10-18-2013
Garrett Lee HeadleyIndependent Financial PartnersLPL Financial LLC12-20-2013
Next Page »

Showing 1 to 25 of 98 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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