Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alisha Michele RodenkirchLPL Financial LLCLPL Financial LLC01-21-2009
James Darren BrowningLPL Financial LLCLPL Financial LLC04-23-2009
Daniel John RobinsonLPL Financial LLCLPL Financial LLC07-10-2009
Carma J. O'SullivanJ.P. Morgan Securities LLCLPL Financial LLC$20007-20-2009
Benjamin Latroy RobinsonChase Investment Services Corp.LPL Financial LLC08-28-2009
Corey P. LuckettRaymond James Financial Services, Inc.LPL Financial LLC$102-10-2010
Hank Jude BoudreauxUpperline Financial Planning, LLCLPL Financial LLC11-24-2010
Wesley Justin FoltzProspera Financial Services, Inc.LPL Financial LLC06-22-2011
Xavier J. AngelMML Investors Services, LLCLPL Financial LLC08-26-2011
Benton Thomas AyoHancock Whitney Investment Services Inc.LPL Financial LLC12-27-2011
Joseph Frederick Godchaux Jr.Arete Wealth Management, LLCLPL Financial LLC02-20-2012
Jackie D. GoulasArete Wealth Management, LLCLPL Financial LLC02-20-2012
Randy Gerald HuxRetirement Wealth Advisors, Inc.LPL Financial LLC04-11-2012
Ruth Lane BassGeneos Wealth Management, Inc.LPL Financial LLC04-27-2012
John Damon StewartGeneos Wealth Management, Inc.LPL Financial LLC$5004-27-2012
Jesse Nelson D'AigleGeneos Wealth Management, Inc.LPL Financial LLC$15004-27-2012
John William Reeder Jr.Geneos Wealth Management, Inc.LPL Financial LLC04-27-2012
Leonard Joseph NelsonStrategic Financial Concepts, LLCLPL Financial LLC05-15-2012
Patrick David TaylorStrategic Financial Concepts, LLCLPL Financial LLC05-15-2012
Nancy Karen NelsonSigma Financial CorporationLPL Financial LLC11-08-2012
Ryan J. TalbotLPL Financial LLCLPL Financial LLC04-03-2013
Erin Kyla DolanWells Fargo Clearing Services, LLCLPL Financial LLC11-14-2013
Mark Dick HolmesMML Investors Services, LLCLPL Financial LLC01-31-2014
Christopher Lee BoggsFirst Allied Securities, Inc.LPL Financial LLC03-10-2014
Brent Madison LeighFirst Allied Securities, Inc.LPL Financial LLC03-10-2014
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Showing 1 to 25 of 105 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.