Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Jameile Devear CawleyHorace Mann Investors, Inc.LPL Financial LLC01-18-2019
Richard Bruce DudleyTriad Advisors LLCLPL Financial LLC$5007-13-2018
Gerald Raphael DufaultSecurities America, Inc.LPL Financial LLC$5007-09-2018
Kenneth Eugene Miley Jr.Park Avenue Securities LLCLPL Financial LLC07-05-2018
David Steven LitrasVanderbilt Securities, LLCLPL Financial LLC$5007-02-2018
Matthew John MclaughlinSecurities America, Inc.LPL Financial LLC$1006-29-2018
Brian Richard DudleyTriad Advisors LLCLPL Financial LLC05-02-2018
Adam Andrew CoteCambridge Investment Research, Inc.LPL Financial LLC02-16-2018
Christine Elizabeth BelairCUNA Brokerage Services, Inc.LPL Financial LLC$2501-26-2018
Charles William GableWells Fargo Clearing Services, LLCLPL Financial LLC12-12-2017
Tushar GalaCitizens Securities, Inc.LPL Financial LLC11-28-2017
Mary Eileen Rocha-NortonVoya Financial Advisors, Inc.LPL Financial LLC11-20-2017
David Rowen ReillyAmeriprise Financial Services, Inc.LPL Financial LLC$2509-13-2017
David Adam DorayMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC07-21-2017
Christopher Albert CasaleCUSO Financial Services, L.P.LPL Financial LLC$5105-31-2017
Brendan Daniel FeitelbergUnited Planners' Financial Services of America A Limited PartnerLPL Financial LLC05-04-2017
John Leonard RussoSantander Securities LLCLPL Financial LLC04-12-2017
Gary Alan NeedhamRaymond James Financial Services, Inc.LPL Financial LLC03-17-2017
Barbara Anne QuinnCUNA Brokerage Services, Inc.LPL Financial LLC$102-06-2017
Michael J ThebergeCitizens Securities, Inc.LPL Financial LLC12-16-2016
Stilson Noriyoshi TomitaMutual Securities, Inc.LPL Financial LLC11-21-2016
Louis Anthony Della VallePurshe Kaplan Sterling InvestmentsLPL Financial LLC$5011-10-2016
Derek Peter DelsimoneBurpee Del Simone Capital Markets LLCLPL Financial LLC$5010-24-2016
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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