Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barrett Weldon CostelloAmeriprise Financial Services, LLCLPL Financial LLC02-27-2020
Dale Elizabeth LewisAvantax Investment Services, Inc.LPL Financial LLC02-21-2020
Wendy Lesa Gipson-FitzpatrickAdvisory Group Equity Services Ltd.LPL Financial LLC$1002-07-2020
Edmund Joseph HaugheySecurities America, Inc.LPL Financial LLC$2501-31-2020
Christopher Paul MaraCitizens Securities, Inc.LPL Financial LLC$2512-23-2019
Geoffrey D McCarthy Jr.Commonwealth Financial NetworkLPL Financial LLC11-15-2019
Raymond Ernest LacourseCetera Advisors LLCLPL Financial LLC10-31-2019
James Michael McDonnellCetera Advisor Networks LLCLPL Financial LLC$2510-31-2019
Kevin James CicciCWM, LLCLPL Financial LLC09-05-2019
Jenna Rose NuzzoMML Investors Services, LLCLPL Financial LLC08-13-2019
Andrew James NadeauStonehearth Capital ManagementLPL Financial LLC07-24-2019
Liam Joseph KingJ.P. Morgan Securities LLCLPL Financial LLC05-31-2019
Jonathan Jed MeyersAllstate Financial Services, LLCLPL Financial LLC05-30-2019
Domenica Marie FullerNYLIFE Securities LLCLPL Financial LLC05-09-2019
Robert Brandon VettorelCWM, LLCLPL Financial LLC04-02-2019
Jacob F. LippertCWM, LLCLPL Financial LLC$15004-02-2019
Peter D. VacheronResources Investment AdvisorsLPL Financial LLC$5004-01-2019
Amie Lauren RoachMML Investors Services, LLCLPL Financial LLC$5003-08-2019
Phillip R. PerryKeenan FinancialLPL Financial LLC03-05-2019
Dana Scott GrahamCUSO Financial Services, L.P.LPL Financial LLC01-22-2019
Jameile Devear CawleyHorace Mann Investors, Inc.LPL Financial LLC01-18-2019
Steven Anthony TommasoneAscensus Broker Dealer Services, LLCLPL Financial LLC12-18-2018
Catherine Mary Arnet-ValegaLion Street Financial, LLCLPL Financial LLC12-05-2018
Edward Charles SmithCS Planning CorpLPL Financial LLC09-26-2018
Nicholas OckengaSentinel Securities, Inc.LPL Financial LLC07-17-2018
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.