Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Joseph Christiano1st Global Capital Corp.LPL Financial LLC01-08-2009
Jason Michael Jeffers Jr.Citizens Securities, Inc.LPL Financial LLC04-01-2009
Peter C PlantLincoln Financial Securities CorporationLPL Financial LLC$2504-08-2009
Nicholas Anthony BiancucciSentinel Securities, Inc.LPL Financial LLC09-02-2009
Isaiah D DavisMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC09-15-2009
Ricardo R. SantosMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC10-26-2009
Paul Edward HenryCitizens Securities, Inc.LPL Financial LLC11-10-2009
Christine Elizabeth BelairCitizens Securities, Inc.LPL Financial LLC11-16-2009
Jocelyn Ann MitchellLPL Financial LLCLPL Financial LLC11-24-2009
Richard Guy DuncanBradway Financial, LLCLPL Financial LLC12-02-2009
Carol Ann JacksonCitizens Securities, Inc.LPL Financial LLC02-22-2010
Timothy James LazcanoCitizens Securities, Inc.LPL Financial LLC$5003-29-2010
William Clark NewellPurshe Kaplan Sterling InvestmentsLPL Financial LLC$5003-31-2010
Christopher J. TobeyPurshe Kaplan Sterling InvestmentsLPL Financial LLC03-31-2010
Kent Wilson WhitakerWells Fargo Advisors Financial Network, LLCLPL Financial LLC05-03-2010
Mark S. CohenMorgan StanleyLPL Financial LLC06-28-2010
Eugene Slayton CrossCitizens Securities, Inc.LPL Financial LLC07-19-2010
Mary Elizabeth FaheyWaddell & ReedLPL Financial LLC07-30-2010
John Paul BaackVision Brokerage Services, LLCLPL Financial LLC08-11-2010
Timothy Alexander LeveroniLPL Financial LLCLPL Financial LLC09-03-2010
Bryan Marc GravelCitizens Securities, Inc.LPL Financial LLC09-09-2010
John Christopher SherwinInvestors Capital Corp.LPL Financial LLC09-27-2010
Mirela R. JonuzLPL Financial LLCLPL Financial LLC10-01-2010
Suzanne SavilleCitizens Securities, Inc.LPL Financial LLC01-19-2011
Jon Lance LarocheCambridge Investment Research, Inc.LPL Financial LLC03-16-2011
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.