Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Clark NewellPurshe Kaplan Sterling InvestmentsLPL Financial LLC$1003-31-2010
Christopher J. TobeyPurshe Kaplan Sterling InvestmentsLPL Financial LLC03-31-2010
Kent Wilson WhitakerWells Fargo Advisors Financial Network, LLCLPL Financial LLC05-03-2010
Mark S. CohenMorgan StanleyLPL Financial LLC06-28-2010
Mary Elizabeth FaheyWaddell & ReedLPL Financial LLC07-30-2010
Jon Lance LarocheCambridge Investment Research, Inc.LPL Financial LLC03-16-2011
Kristopher Joseph Pope, Parks Wingo Avery Jr.Commonwealth Financial NetworkLPL Financial LLC$5003-21-2011
John Effingham DeansInfinex Investments, Inc.LPL Financial LLC04-14-2011
Thomas Patrick ClintonH. Beck, Inc.LPL Financial LLC05-18-2011
Paul Henry CoutureH. Beck, Inc.LPL Financial LLC05-18-2011
Molly Anne GoodwiniCapital, LLCLPL Financial LLC09-02-2011
David Charles AstruePurshe Kaplan Sterling InvestmentsLPL Financial LLC09-16-2011
Edward Charles RadlerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$1001-24-2012
Gabriel M. AufieroCambridge Investment Research, Inc.LPL Financial LLC$5003-15-2012
Steven Michael DiasCantella & Co., Inc.LPL Financial LLC03-15-2012
Michele Joanne ColarussoAmeriprise Financial Services, Inc.LPL Financial LLC03-16-2012
James Donald ArnoldCommonwealth Financial NetworkLPL Financial LLC05-01-2012
Dale Winters Rice Jr., Christopher M. MoranCommonwealth Financial NetworkLPL Financial LLC$5005-02-2012
Ronald Powers DefeoSantander Securities LLCLPL Financial LLC09-19-2012
Deborah Ann MotaSantander Securities LLCLPL Financial LLC09-19-2012
Kenneth KoSantander Securities LLCLPL Financial LLC09-19-2012
John Joseph McCoySantander Securities LLCLPL Financial LLC09-19-2012
Silverio Manuel Valente BoletoSantander Securities LLCLPL Financial LLC09-19-2012
Francisco H. Munoz FigueroaSantander Securities LLCLPL Financial LLC09-19-2012
Jeffrey Allen HatfieldCommonwealth Financial NetworkLPL Financial LLC09-21-2012
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Showing 1 to 25 of 71 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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